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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAH icon
376
Booz Allen Hamilton
BAH
$9.37B
$11K ﹤0.01%
130
– –
CDW icon
377
CDW
CDW
$17.1B
$11K ﹤0.01%
95
– –
EPC icon
378
Edgewell Personal Care
EPC
$1.29B
$11K ﹤0.01%
407
– –
FVD icon
379
First Trust Value Line Dividend Fund
FVD
$8.35B
$11K ﹤0.01%
340
– –
GEO icon
380
The GEO Group
GEO
$4.04B
$11K ﹤0.01%
1,000
– –
IQ icon
381
iQIYI
IQ
$1.31B
$11K ﹤0.01%
508
– –
IYR icon
382
iShares US Real Estate ETF
IYR
$4.52B
$11K ﹤0.01%
142
– –
LITE icon
383
Lumentum
LITE
$63.3B
$11K ﹤0.01%
140
– –
NPO icon
384
Enpro
NPO
$7.04B
$11K ﹤0.01%
188
– –
QDEL icon
385
QuidelOrtho
QDEL
$938M
$11K ﹤0.01%
50
– –
SLYG icon
386
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.18B
$11K ﹤0.01%
191
-220
-54% -$13.1K
SLYV icon
387
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
$11K ﹤0.01%
226
– –
UHS icon
388
Universal Health Services
UHS
$10.5B
$11K ﹤0.01%
106
– –
VEEV icon
389
Veeva Systems
VEEV
$38.1B
$11K ﹤0.01%
+39
New +$10.3K
AG icon
390
First Majestic Silver
AG
$9.29B
$10K ﹤0.01%
1,010
– –
CME icon
391
CME Group
CME
$94.8B
$10K ﹤0.01%
57
– –
DRI icon
392
Darden Restaurants
DRI
$24.9B
$10K ﹤0.01%
100
– –
ETY icon
393
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$10K ﹤0.01%
919
– –
FNKO icon
394
Funko
FNKO
$346M
$10K ﹤0.01%
1,765
– –
HSY icon
395
Hershey
HSY
$36.7B
$10K ﹤0.01%
66
– –
IQI icon
396
Invesco Quality Municipal Securities
IQI
$533M
$10K ﹤0.01%
812
– –
JD icon
397
JD.com
JD
$45.2B
$10K ﹤0.01%
+135
New +$9.38K
JEF icon
398
Jefferies Financial Group
JEF
$12.8B
$10K ﹤0.01%
567
– –
LHX icon
399
L3Harris
LHX
$54B
$10K ﹤0.01%
56
– –
MAA icon
400
Mid-America Apartment Communities
MAA
$15.4B
$10K ﹤0.01%
84
– –
14 15
16
17 18

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.