TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
1-Year Return 18.61%
This Quarter Return
+15.85%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$388M
AUM Growth
+$68.6M
Cap. Flow
+$21.1M
Cap. Flow %
5.44%
Top 10 Hldgs %
64.91%
Holding
758
New
62
Increased
102
Reduced
129
Closed
66

Top Buys

1
SCHP icon
Schwab US TIPS ETF
SCHP
+$29.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.6M
3
GXC icon
SPDR S&P China ETF
GXC
+$21M
4
XLK icon
Technology Select Sector SPDR Fund
XLK
+$16.8M
5
XLV icon
Health Care Select Sector SPDR Fund
XLV
+$14.8M

Top Sells

1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$30.3M
2
HYMB icon
SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$18.7M
3
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
+$16.5M
4
SLYG icon
SPDR S&P 600 Small Cap Growth ETF
SLYG
+$14.9M
5
SPEU icon
SPDR Portfolio Europe ETF
SPEU
+$14.9M

Sector Composition

1 Technology 18.78%
2 Consumer Discretionary 3.59%
3 Industrials 2.6%
4 Healthcare 1.61%
5 Communication Services 1.55%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SLYV icon
376
SPDR S&P 600 Small Cap Value ETF
SLYV
$4.04B
$11K ﹤0.01%
226
– –
EVA
377
DELISTED
Enviva Inc.
EVA
$11K ﹤0.01%
300
– –
SOLO
378
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$11K ﹤0.01%
4,925
-4,000
-45% -$8.93K
CDK
379
DELISTED
CDK Global, Inc.
CDK
$11K ﹤0.01%
266
– –
AG icon
380
First Majestic Silver
AG
$4.61B
$10K ﹤0.01%
1,010
-100
-9% -$990
BAH icon
381
Booz Allen Hamilton
BAH
$12.6B
$10K ﹤0.01%
130
– –
ETY icon
382
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.51B
$10K ﹤0.01%
919
– –
FNKO icon
383
Funko
FNKO
$184M
$10K ﹤0.01%
1,765
– –
FVD icon
384
First Trust Value Line Dividend Fund
FVD
$9.08B
$10K ﹤0.01%
340
– –
IQI icon
385
Invesco Quality Municipal Securities
IQI
$521M
$10K ﹤0.01%
812
– –
ISRG icon
386
Intuitive Surgical
ISRG
$161B
$10K ﹤0.01%
54
– –
LHX icon
387
L3Harris
LHX
$51.6B
$10K ﹤0.01%
56
– –
MAA icon
388
Mid-America Apartment Communities
MAA
$16.6B
$10K ﹤0.01%
84
– –
OVV icon
389
Ovintiv
OVV
$11B
$10K ﹤0.01%
1,034
-1,000
-49% -$9.67K
RDFN
390
DELISTED
Redfin
RDFN
$10K ﹤0.01%
233
– –
SILJ icon
391
Amplify Junior Silver Miners ETF
SILJ
$2.19B
$10K ﹤0.01%
869
– –
SNPS icon
392
Synopsys
SNPS
$71.8B
$10K ﹤0.01%
50
-25
-33% -$5K
SPXU icon
393
ProShares UltraPro Short S&P 500
SPXU
$517M
$10K ﹤0.01%
34
+6
+21% +$1.77K
TDOC icon
394
Teladoc Health
TDOC
$1.32B
$10K ﹤0.01%
50
– –
UAA icon
395
Under Armour
UAA
$2.14B
$10K ﹤0.01%
+1,000
New +$10K
UHS icon
396
Universal Health Services
UHS
$11.8B
$10K ﹤0.01%
106
– –
WMB icon
397
Williams Companies
WMB
$71.8B
$10K ﹤0.01%
532
-51
-9% -$959
RTL
398
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$10K ﹤0.01%
1,200
– –
ORBC
399
DELISTED
ORBCOMM, Inc.
ORBC
$10K ﹤0.01%
2,716
– –
UN
400
DELISTED
Unilever NV New York Registry Shares
UN
$10K ﹤0.01%
179
– –
14 15
16
17 18