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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUMC icon
376
Yum China
YUMC
$16.3B
$13K ﹤0.01%
266
– –
PCI
377
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$13K ﹤0.01%
+500
New +$12.6K
AKAM icon
378
Akamai
AKAM
$15.9B
$12K ﹤0.01%
135
– –
BKNG icon
379
Booking.com
BKNG
$161B
$12K ﹤0.01%
150
– –
CTVA icon
380
Corteva
CTVA
$51.3B
$12K ﹤0.01%
404
– –
FVD icon
381
First Trust Value Line Dividend Fund
FVD
$8.41B
$12K ﹤0.01%
340
– –
HSY icon
382
Hershey
HSY
$36.6B
$12K ﹤0.01%
81
– –
JEF icon
383
Jefferies Financial Group
JEF
$13.1B
$12K ﹤0.01%
567
– –
LGND icon
384
Ligand Pharmaceuticals
LGND
$6.36B
$12K ﹤0.01%
191
– –
PHM icon
385
Pultegroup
PHM
$25.3B
$12K ﹤0.01%
+300
New +$11.7K
SCHO icon
386
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$12K ﹤0.01%
462
– –
TTWO icon
387
Take-Two Interactive
TTWO
$46.1B
$12K ﹤0.01%
100
– –
WAB icon
388
Wabtec
WAB
$49.3B
$12K ﹤0.01%
159
-7
-4% -$518
WBIY icon
389
WBI Power Factor High Dividend ETF
WBIY
$64.6M
$12K ﹤0.01%
462
– –
XLI icon
390
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$12K ﹤0.01%
+150
New +$12K
MLNX
391
DELISTED
Mellanox Technologies, Ltd.
MLNX
$12K ﹤0.01%
100
– –
ALB icon
392
Albemarle
ALB
$15.5B
$11K ﹤0.01%
147
+76
+107% +$5.07K
CHGG icon
393
Chegg
CHGG
$102M
$11K ﹤0.01%
296
– –
CME icon
394
CME Group
CME
$94.8B
$11K ﹤0.01%
57
– –
DRI icon
395
Darden Restaurants
DRI
$24.4B
$11K ﹤0.01%
100
– –
EFSC icon
396
Enterprise Financial Services Corp
EFSC
$2.39B
$11K ﹤0.01%
+220
New +$9.77K
EPD icon
397
Enterprise Products Partners
EPD
$81.7B
$11K ﹤0.01%
385
+200
+108% +$5.42K
GTX icon
398
Garrett Motion
GTX
$5.57B
$11K ﹤0.01%
1,057
– –
IQ icon
399
iQIYI
IQ
$1.28B
$11K ﹤0.01%
508
– –
ISRG icon
400
Intuitive Surgical
ISRG
$134B
$11K ﹤0.01%
54
– –
14 15
16
17 18

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Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.