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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGN
376
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$10K ﹤0.01%
2,300
+76
+3% +$341
ISRG icon
377
Intuitive Surgical
ISRG
$134B
$10K ﹤0.01%
54
-21
-28% -$3.63K
JEF icon
378
Jefferies Financial Group
JEF
$13.1B
$10K ﹤0.01%
567
-38
-6% -$677
RGLD icon
379
Royal Gold
RGLD
$19.5B
$10K ﹤0.01%
82
– –
SYF icon
380
Synchrony
SYF
$25.6B
$10K ﹤0.01%
280
– –
TRI icon
381
Thomson Reuters
TRI
$44.1B
$10K ﹤0.01%
142
– –
WEX icon
382
WEX
WEX
$6.31B
$10K ﹤0.01%
48
– –
ZUMZ icon
383
Zumiez
ZUMZ
$339M
$10K ﹤0.01%
300
– –
THOR
384
DELISTED
Synthorx, Inc. Common Stock
THOR
$10K ﹤0.01%
640
– –
AMP icon
385
Ameriprise Financial
AMP
$48.8B
$9K ﹤0.01%
60
– –
BDX icon
386
Becton Dickinson
BDX
$48.2B
$9K ﹤0.01%
35
– –
BMO icon
387
Bank of Montreal
BMO
$127B
$9K ﹤0.01%
125
– –
CHGG icon
388
Chegg
CHGG
$102M
$9K ﹤0.01%
296
– –
PBA icon
389
Pembina Pipeline
PBA
$27.6B
$9K ﹤0.01%
233
– –
RDFN
390
DELISTED
Redfin
RDFN
$9K ﹤0.01%
558
-5
-0.9% -$88
RSG icon
391
Republic Services
RSG
$65.7B
$9K ﹤0.01%
99
– –
SCHW
392
Charles Schwab
SCHW
$187B
$9K ﹤0.01%
221
– –
AABA
393
DELISTED
Altaba Inc
AABA
$9K ﹤0.01%
443
– –
ACB
394
Aurora Cannabis
ACB
$185M
$8K ﹤0.01%
16
+8
+100% +$5.93K
BNY
395
Bank of New York Mellon
BNY
$107B
$8K ﹤0.01%
188
– –
ED icon
396
Consolidated Edison
ED
$39.9B
$8K ﹤0.01%
85
+1
+1% +$89
GDXJ icon
397
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$8K ﹤0.01%
+230
New +$8.93K
HFRO
398
Highland Opportunities and Income Fund
HFRO
$407M
$8K ﹤0.01%
+578
New +$7.72K
IEV icon
399
iShares Europe ETF
IEV
$1.7B
$8K ﹤0.01%
185
– –
IP icon
400
International Paper
IP
$22B
$8K ﹤0.01%
211
-109
-34% -$4.26K
14 15
16
17 18

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Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.