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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.86%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$245M
AUM Growth
-$27.9M
Cap. Flow
-$38.3M
Cap. Flow %
-15.63%
Top 10 Hldgs %
64.76%
Holding
654
New
34
Increased
75
Reduced
93
Closed
36

Top Buys

Rank Stock Value
1
EWA icon
iShares MSCI Australia ETF
EWA
+$14.3M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$14.2M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$13.6M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$13M
5
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$7.83M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.8M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$13.1M
3
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$12.8M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$12.7M
5
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$11.7M

Sector Composition

Rank Sector Weight
1 Technology 22.1%
2 Industrials 5.46%
3 Consumer Discretionary 4.33%
4 Financials 2.33%
5 Healthcare 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYF icon
376
Synchrony
SYF
$25.5B
$10K ﹤0.01%
280
– –
TRI icon
377
Thomson Reuters
TRI
$44.4B
$10K ﹤0.01%
142
– –
WEX icon
378
WEX
WEX
$6.43B
$10K ﹤0.01%
48
– –
LLL
379
DELISTED
L3 Technologies, Inc.
LLL
$10K ﹤0.01%
41
– –
AMP icon
380
Ameriprise Financial
AMP
$48.7B
$9K ﹤0.01%
60
– –
BDX icon
381
Becton Dickinson
BDX
$48.3B
$9K ﹤0.01%
35
-31
-47% -$7.2K
BMO icon
382
Bank of Montreal
BMO
$127B
$9K ﹤0.01%
125
– –
DXC icon
383
DXC Technology
DXC
$1.74B
$9K ﹤0.01%
171
– –
B
384
Barrick Mining
B
$73.5B
$9K ﹤0.01%
577
-600
-51% -$7.96K
NLY icon
385
Annaly Capital Management
NLY
$17.4B
$9K ﹤0.01%
246
– –
PBA icon
386
Pembina Pipeline
PBA
$27.9B
$9K ﹤0.01%
233
– –
RSG icon
387
Republic Services
RSG
$66.5B
$9K ﹤0.01%
99
– –
SCHW
388
Charles Schwab
SCHW
$186B
$9K ﹤0.01%
221
-117
-35% -$5.1K
UBER icon
389
Uber
UBER
$152B
$9K ﹤0.01%
+185
New +$7.85K
THOR
390
DELISTED
Synthorx, Inc. Common Stock
THOR
$9K ﹤0.01%
640
– –
UN
391
DELISTED
Unilever NV New York Registry Shares
UN
$9K ﹤0.01%
150
– –
BNY
392
Bank of New York Mellon
BNY
$107B
$8K ﹤0.01%
188
– –
ET icon
393
Energy Transfer Partners
ET
$70B
$8K ﹤0.01%
588
– –
IEV icon
394
iShares Europe ETF
IEV
$1.7B
$8K ﹤0.01%
185
+4
+2% +$176
NTR icon
395
Nutrien
NTR
$30.9B
$8K ﹤0.01%
157
– –
IMVP
396
Invesco India ETF
IMVP
$116M
$8K ﹤0.01%
327
– –
RGLD icon
397
Royal Gold
RGLD
$19.5B
$8K ﹤0.01%
82
– –
RSPD icon
398
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$336M
$8K ﹤0.01%
243
-365,361
-100% -$12.7M
RSPH icon
399
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$779M
$8K ﹤0.01%
410
-656,520
-100% -$12.8M
RWO icon
400
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$8K ﹤0.01%
165
-263,012
-100% -$13.1M
14 15
16
17 18

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Tradewinds Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Tradewinds Capital Management held 654 positions worth $245M, down 10% from $273M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management withdrew a net $38.3M in Q2 2019, closing 36 positions and reducing 93 holdings. Its most notable exit was Invesco Trust Investment Grade Municipals, an estimated $1.44M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 18% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in iShares MSCI Australia ETF worth $14.8M.

  • Tradewinds Capital Management's largest Q2 2019 buy was iShares MSCI Australia ETF: 654,891 shares worth $14.8M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2019, an estimated $13.6M increase.
  • Tradewinds Capital Management's biggest Q2 2019 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $28.8M.
  • Tradewinds Capital Management fully exited Invesco Trust Investment Grade Municipals in Q2 2019, selling an estimated $1.44M.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $245M portfolio in Q2 2019.
  • Tradewinds Capital Management opened 34 new positions and closed 36 in Q2 2019.
  • Tradewinds Capital Management's portfolio value fell 10% quarter-over-quarter to $245M.

Based on Tradewinds Capital Management's 13F filing for Q2 2019, filed 8 Aug 2019.