TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
1-Year Return 18.61%
This Quarter Return
+4.86%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$245M
AUM Growth
-$27.9M
Cap. Flow
-$38.9M
Cap. Flow %
-15.88%
Top 10 Hldgs %
64.76%
Holding
654
New
34
Increased
75
Reduced
93
Closed
36

Top Buys

1
EWA icon
iShares MSCI Australia ETF
EWA
+$14.8M
2
SPEU icon
SPDR Portfolio Europe ETF
SPEU
+$14.4M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$13.9M
4
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
+$13.1M
5
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$7.96M

Top Sells

1
SCHR icon
Schwab Intermediately-Term US Treasury ETF
SCHR
+$30.1M
2
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$12.8M
3
RWO icon
SPDR Dow Jones Global Real Estate ETF
RWO
+$12.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$12.6M
5
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$12M

Sector Composition

1 Technology 22.1%
2 Industrials 5.46%
3 Consumer Discretionary 4.33%
4 Financials 2.33%
5 Healthcare 2.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SYF icon
376
Synchrony
SYF
$28.2B
$10K ﹤0.01%
280
– –
TRI icon
377
Thomson Reuters
TRI
$77.8B
$10K ﹤0.01%
145
– –
WEX icon
378
WEX
WEX
$5.87B
$10K ﹤0.01%
48
– –
LLL
379
DELISTED
L3 Technologies, Inc.
LLL
$10K ﹤0.01%
41
– –
BDX icon
380
Becton Dickinson
BDX
$53.6B
$9K ﹤0.01%
35
-31
-47% -$7.97K
BMO icon
381
Bank of Montreal
BMO
$90.6B
$9K ﹤0.01%
125
– –
AMP icon
382
Ameriprise Financial
AMP
$46.7B
$9K ﹤0.01%
60
– –
DXC icon
383
DXC Technology
DXC
$2.55B
$9K ﹤0.01%
171
– –
B
384
Barrick Mining Corporation
B
$50.6B
$9K ﹤0.01%
577
-600
-51% -$9.36K
NLY icon
385
Annaly Capital Management
NLY
$14.2B
$9K ﹤0.01%
246
– –
PBA icon
386
Pembina Pipeline
PBA
$22.5B
$9K ﹤0.01%
233
– –
RSG icon
387
Republic Services
RSG
$71.4B
$9K ﹤0.01%
99
– –
SCHW icon
388
Charles Schwab
SCHW
$169B
$9K ﹤0.01%
221
-117
-35% -$4.77K
UBER icon
389
Uber
UBER
$198B
$9K ﹤0.01%
+185
New +$9K
THOR
390
DELISTED
Synthorx, Inc. Common Stock
THOR
$9K ﹤0.01%
640
– –
UN
391
DELISTED
Unilever NV New York Registry Shares
UN
$9K ﹤0.01%
150
– –
BK icon
392
Bank of New York Mellon
BK
$73.4B
$8K ﹤0.01%
188
– –
ET icon
393
Energy Transfer Partners
ET
$59.9B
$8K ﹤0.01%
588
– –
IEV icon
394
iShares Europe ETF
IEV
$2.33B
$8K ﹤0.01%
185
+4
+2% +$173
NTR icon
395
Nutrien
NTR
$27.7B
$8K ﹤0.01%
157
– –
PIN icon
396
Invesco India ETF
PIN
$212M
$8K ﹤0.01%
327
– –
RGLD icon
397
Royal Gold
RGLD
$12.3B
$8K ﹤0.01%
82
– –
RSPD icon
398
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$223M
$8K ﹤0.01%
243
-365,361
-100% -$12M
RSPH icon
399
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$707M
$8K ﹤0.01%
410
-656,520
-100% -$12.8M
RWO icon
400
SPDR Dow Jones Global Real Estate ETF
RWO
$1.14B
$8K ﹤0.01%
165
-263,012
-100% -$12.8M
14 15
16
17 18