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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+11.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$273M
AUM Growth
+$69.5M
Cap. Flow
+$42.8M
Cap. Flow %
15.68%
Top 10 Hldgs %
61.32%
Holding
683
New
34
Increased
82
Reduced
106
Closed
63

Top Buys

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.4M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$13.8M
3
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$12.7M
4
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$12.7M
5
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$12.2M

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$16.9M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$12.7M
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$11.7M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11M
5
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Industrials 4.91%
3 Consumer Discretionary 3.65%
4 Healthcare 1.96%
5 Financials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIG icon
376
Vanguard Dividend Appreciation ETF
VIG
$114B
$11K ﹤0.01%
104
– –
WBIY icon
377
WBI Power Factor High Dividend ETF
WBIY
$64.6M
$11K ﹤0.01%
462
– –
AKAM icon
378
Akamai
AKAM
$15.9B
$10K ﹤0.01%
135
– –
BKNG icon
379
Booking.com
BKNG
$161B
$10K ﹤0.01%
150
– –
EFAV icon
380
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$10K ﹤0.01%
132
– –
EWG icon
381
iShares MSCI Germany ETF
EWG
$1.62B
$10K ﹤0.01%
379
– –
GILD icon
382
Gilead Sciences
GILD
$165B
$10K ﹤0.01%
150
-28
-16% -$1.86K
JEF icon
383
Jefferies Financial Group
JEF
$13.1B
$10K ﹤0.01%
605
– –
NLY icon
384
Annaly Capital Management
NLY
$17.4B
$10K ﹤0.01%
246
– –
TXRH icon
385
Texas Roadhouse
TXRH
$13.7B
$10K ﹤0.01%
163
– –
BNY
386
Bank of New York Mellon
BNY
$107B
$9K ﹤0.01%
188
– –
BKU icon
387
Bankunited
BKU
$3.36B
$9K ﹤0.01%
260
– –
BMO icon
388
Bank of Montreal
BMO
$127B
$9K ﹤0.01%
125
– –
CME icon
389
CME Group
CME
$94.8B
$9K ﹤0.01%
57
– –
DIA icon
390
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$9K ﹤0.01%
36
– –
ECL icon
391
Ecolab
ECL
$79.9B
$9K ﹤0.01%
50
– –
ET icon
392
Energy Transfer Partners
ET
$69.3B
$9K ﹤0.01%
588
– –
GGN
393
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$9K ﹤0.01%
2,151
+74
+4% +$311
HSY icon
394
Hershey
HSY
$36.6B
$9K ﹤0.01%
81
+1
+1% +$109
PBA icon
395
Pembina Pipeline
PBA
$27.6B
$9K ﹤0.01%
233
– –
SPOT icon
396
Spotify
SPOT
$100B
$9K ﹤0.01%
65
– –
SU icon
397
Suncor Energy
SU
$70.3B
$9K ﹤0.01%
268
– –
SYF icon
398
Synchrony
SYF
$25.6B
$9K ﹤0.01%
280
– –
TRI icon
399
Thomson Reuters
TRI
$44.1B
$9K ﹤0.01%
142
– –
TSLA icon
400
Tesla
TSLA
$1.3T
$9K ﹤0.01%
495
-1,590
-76% -$31.9K
14 15
16
17 18

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Tradewinds Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Tradewinds Capital Management held 683 positions worth $273M, up 34% from $203M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Tradewinds Capital Management deployed $42.8M of net new capital in Q1 2019, opening 34 new positions and adding to 82 existing holdings. Its largest new stake was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 21% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $16.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2019 buy was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q1 2019, an estimated $12.7M increase.
  • Tradewinds Capital Management's biggest Q1 2019 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $16.9M.
  • Tradewinds Capital Management fully exited Invesco S&P 500 Equal Weight Energy ETF in Q1 2019, selling an estimated $10.1M.
  • Tradewinds Capital Management's ten largest holdings make up 61% of its $273M portfolio in Q1 2019.
  • Tradewinds Capital Management opened 34 new positions and closed 63 in Q1 2019.
  • Tradewinds Capital Management's portfolio value rose 34% quarter-over-quarter to $273M.

Based on Tradewinds Capital Management's 13F filing for Q1 2019, filed 23 Apr 2019.