We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
Cap. Flow
-$22.3M
Cap. Flow %
-10.95%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$12.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$12.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.3M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$5.02M
5
BANR icon
Banner Corp
BANR
+$1.17M

Top Sells

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$20.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.6M
3
MLPA icon
Global X MLP ETF
MLPA
+$11.1M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.94M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.49%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.69%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSV icon
376
Vanguard Short-Term Bond ETF
BSV
$44.6B
$10K ﹤0.01%
+121
New +$9.44K
DRI icon
377
Darden Restaurants
DRI
$24.4B
$10K ﹤0.01%
100
– –
EMLC icon
378
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.84B
$10K ﹤0.01%
300
+185
+161% +$6.04K
EPD icon
379
Enterprise Products Partners
EPD
$81.7B
$10K ﹤0.01%
400
– –
EWG icon
380
iShares MSCI Germany ETF
EWG
$1.62B
$10K ﹤0.01%
379
– –
FTS icon
381
Fortis
FTS
$28.7B
$10K ﹤0.01%
300
– –
IWP icon
382
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$10K ﹤0.01%
180
– –
J icon
383
Jacobs Solutions
J
$17B
$10K ﹤0.01%
209
-108
-34% -$6.17K
JNK icon
384
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$10K ﹤0.01%
+95
New +$9.93K
LITE icon
385
Lumentum
LITE
$69.3B
$10K ﹤0.01%
243
– –
NFLX icon
386
Netflix
NFLX
$309B
$10K ﹤0.01%
390
+190
+95% +$5.69K
NLY icon
387
Annaly Capital Management
NLY
$17.4B
$10K ﹤0.01%
246
– –
OXY icon
388
Occidental Petroleum
OXY
$55.9B
$10K ﹤0.01%
160
– –
TTWO icon
389
Take-Two Interactive
TTWO
$46.1B
$10K ﹤0.01%
100
– –
TXRH icon
390
Texas Roadhouse
TXRH
$13.7B
$10K ﹤0.01%
163
– –
VIG icon
391
Vanguard Dividend Appreciation ETF
VIG
$114B
$10K ﹤0.01%
+104
New +$10.8K
WBIY icon
392
WBI Power Factor High Dividend ETF
WBIY
$64.6M
$10K ﹤0.01%
462
– –
BGG
393
DELISTED
Briggs & Stratton Corp.
BGG
$10K ﹤0.01%
800
– –
APU
394
DELISTED
AmeriGas Partners, L.P.
APU
$10K ﹤0.01%
400
– –
ACN icon
395
Accenture
ACN
$108B
$9K ﹤0.01%
67
-583
-90% -$92.2K
BNY
396
Bank of New York Mellon
BNY
$107B
$9K ﹤0.01%
188
-320
-63% -$15.5K
DXC icon
397
DXC Technology
DXC
$1.73B
$9K ﹤0.01%
171
– –
EFAV icon
398
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$9K ﹤0.01%
+132
New +$9.07K
HSY icon
399
Hershey
HSY
$36.6B
$9K ﹤0.01%
80
+30
+60% +$3.19K
IWS icon
400
iShares Russell Mid-Cap Value ETF
IWS
$16B
$9K ﹤0.01%
115
– –
14 15
16
17 18

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.

  • Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
  • Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
  • Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
  • Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
  • Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
  • Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.