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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$261M
AUM Growth
+$22.2M
Cap. Flow
+$8.13M
Cap. Flow %
3.12%
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61

Top Buys

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$19.5M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$13.4M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$13.2M
4
MLPA icon
Global X MLP ETF
MLPA
+$12.4M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.07M

Top Sells

Rank Stock Value
1
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.6M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$12.7M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.97M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.41M

Sector Composition

Rank Sector Weight
1 Technology 19.68%
2 Industrials 5.45%
3 Consumer Discretionary 4.16%
4 Healthcare 2.77%
5 Financials 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIAV icon
376
Viavi Solutions
VIAV
$9.66B
$14K 0.01%
1,219
– –
CY
377
DELISTED
Cypress Semiconductor
CY
$14K 0.01%
1,000
– –
AGCO icon
378
AGCO
AGCO
$7.2B
$13K 0.01%
220
– –
AKAM icon
379
Akamai
AKAM
$15.9B
$13K 0.01%
+180
New +$13.5K
BHP icon
380
BHP
BHP
$230B
$13K 0.01%
281
+1
+0.4% +$43
B
381
Barrick Mining
B
$73.2B
$13K 0.01%
1,177
– –
IWM icon
382
iShares Russell 2000 ETF
IWM
$83B
$13K 0.01%
80
– –
MCO icon
383
Moody's
MCO
$82.7B
$13K 0.01%
75
– –
MMS icon
384
Maximus
MMS
$3.1B
$13K 0.01%
196
– –
NWN icon
385
Northwest Natural Holdings
NWN
$2.12B
$13K 0.01%
200
– –
OXY icon
386
Occidental Petroleum
OXY
$55.9B
$13K 0.01%
160
– –
RIG icon
387
Transocean
RIG
$5.82B
$13K 0.01%
965
– –
SIRI icon
388
SiriusXM
SIRI
$10.1B
$13K 0.01%
200
– –
TER icon
389
Teradyne
TER
$59.3B
$13K 0.01%
350
– –
BKNG icon
390
Booking.com
BKNG
$161B
$12K ﹤0.01%
150
– –
C icon
391
Citigroup
C
$226B
$12K ﹤0.01%
162
– –
DVY icon
392
iShares Select Dividend ETF
DVY
$23.6B
$12K ﹤0.01%
120
-102
-46% -$10.2K
ENZL icon
393
iShares MSCI New Zealand ETF
ENZL
$82.9M
$12K ﹤0.01%
250
– –
EXPE icon
394
Expedia Group
EXPE
$37.3B
$12K ﹤0.01%
93
– –
IWP icon
395
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$12K ﹤0.01%
180
– –
JEF icon
396
Jefferies Financial Group
JEF
$13.1B
$12K ﹤0.01%
605
– –
SPOT icon
397
Spotify
SPOT
$100B
$12K ﹤0.01%
65
– –
WBIY icon
398
WBI Power Factor High Dividend ETF
WBIY
$64.6M
$12K ﹤0.01%
462
– –
WPM icon
399
Wheaton Precious Metals
WPM
$60.9B
$12K ﹤0.01%
680
– –
DRI icon
400
Darden Restaurants
DRI
$24.4B
$11K ﹤0.01%
100
– –
14 15
16
17 18

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Tradewinds Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Tradewinds Capital Management held 726 positions worth $261M, up 9.3% from $239M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Tradewinds Capital Management deployed $8.13M of net new capital in Q3 2018, opening 40 new positions and adding to 100 existing holdings. Its largest new stake was Global X MLP ETF: 212,625 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $13.6M trimmed.

  • Tradewinds Capital Management's largest Q3 2018 buy was Global X MLP ETF: 212,625 shares worth $12.2M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q3 2018, an estimated $19.5M increase.
  • Tradewinds Capital Management's biggest Q3 2018 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $13.6M.
  • Tradewinds Capital Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $368K.
  • Tradewinds Capital Management's ten largest holdings make up 63% of its $261M portfolio in Q3 2018.
  • Tradewinds Capital Management opened 40 new positions and closed 61 in Q3 2018.
  • Tradewinds Capital Management's portfolio value rose 9.3% quarter-over-quarter to $261M.

Based on Tradewinds Capital Management's 13F filing for Q3 2018, filed 31 Oct 2018.