We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIAV icon
376
Viavi Solutions
VIAV
$9.6B
$12K 0.01%
1,219
– –
VRTX icon
377
Vertex Pharmaceuticals
VRTX
$123B
$12K 0.01%
81
– –
MFGP
378
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$12K 0.01%
+300
New +$11.6K
FCX icon
379
Freeport-McMoran
FCX
$99.7B
$11K 0.01%
769
– –
MCK icon
380
McKesson
MCK
$103B
$11K 0.01%
70
– –
MDYG icon
381
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.89B
$11K 0.01%
216
-1,011
-82% -$48.4K
IFLN
382
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$11K 0.01%
574
-509
-47% -$9.67K
PSA icon
383
Public Storage
PSA
$61.1B
$11K 0.01%
50
– –
BECN
384
DELISTED
Beacon Roofing Supply, Inc.
BECN
$11K 0.01%
217
– –
POT
385
DELISTED
Potash Corp Of Saskatchewan
POT
$11K 0.01%
594
-300
-34% -$5.35K
BHP icon
386
BHP
BHP
$227B
$10K 0.01%
280
+1
+0.4% +$37
BNY
387
Bank of New York Mellon
BNY
$108B
$10K 0.01%
188
– –
ED icon
388
Consolidated Edison
ED
$39.9B
$10K 0.01%
129
+1
+0.8% +$83
EPD icon
389
Enterprise Products Partners
EPD
$81.6B
$10K 0.01%
400
– –
EP.PRC icon
390
El Paso Energy Capital Trust I
EP.PRC
$221M
$10K 0.01%
200
– –
FAX
391
abrdn Asia-Pacific Income Fund
FAX
$594M
$10K 0.01%
2,000
– –
GAU
392
Galiano Gold
GAU
$504M
$10K 0.01%
10,000
– –
GGN
393
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$795M
$10K 0.01%
1,782
+906
+103% +$5.06K
GMED icon
394
Globus Medical
GMED
$10.9B
$10K 0.01%
345
– –
MCO icon
395
Moody's
MCO
$83.8B
$10K 0.01%
75
– –
OXY icon
396
Occidental Petroleum
OXY
$53.5B
$10K 0.01%
160
– –
SLYV icon
397
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.02B
$10K 0.01%
164
-1,034
-86% -$61.4K
TTWO icon
398
Take-Two Interactive
TTWO
$44B
$10K 0.01%
100
– –
TWTR
399
DELISTED
Twitter, Inc.
TWTR
$10K 0.01%
600
-25
-4% -$436
CRAY
400
DELISTED
Cray, Inc.
CRAY
$10K 0.01%
512
-128
-20% -$2.42K
14 15
16
17 18

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.