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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.44%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$159M
AUM Growth
+$7.07M
Cap. Flow
-$560K
Cap. Flow %
-0.35%
Top 10 Hldgs %
47.31%
Holding
772
New
100
Increased
124
Reduced
105
Closed
71

Top Buys

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$967K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$854K
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$499K
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$462K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.41M
2
SE
Spectra Energy Corp Wi
SE
+$365K
3
MA icon
Mastercard
MA
+$330K
4
STJ
St Jude Medical
STJ
+$314K
5
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$268K

Sector Composition

Rank Sector Weight
1 Technology 22.62%
2 Industrials 6.96%
3 Consumer Discretionary 5.23%
4 Healthcare 3.99%
5 Financials 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPH icon
376
Suburban Propane Partners
SPH
$1.18B
– –
0
– –
APU
377
DELISTED
AmeriGas Partners, L.P.
APU
$12K 0.01%
250
– –
IXYS
378
DELISTED
IXYS Corp
IXYS
$12K 0.01%
808
– –
SPNC
379
DELISTED
Spectranetics Corp
SPNC
$12K 0.01%
+396
New +$10.6K
AFL icon
380
Aflac
AFL
$63.9B
$11K 0.01%
310
-1,502
-83% -$53.2K
DVY icon
381
iShares Select Dividend ETF
DVY
$23.5B
$11K 0.01%
120
– –
ENZL icon
382
iShares MSCI New Zealand ETF
ENZL
$83.6M
$11K 0.01%
250
– –
PCY icon
383
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$11K 0.01%
367
+233
+174% +$6.72K
SLAB icon
384
Silicon Laboratories
SLAB
$7.2B
$11K 0.01%
+156
New +$10.9K
URI icon
385
United Rentals
URI
$72.3B
$11K 0.01%
90
-85
-49% -$10.3K
BECN
386
DELISTED
Beacon Roofing Supply, Inc.
BECN
$11K 0.01%
+217
New +$10K
SDRL
387
DELISTED
Seadrill Limited Common Stock
SDRL
$11K 0.01%
25
+21
+525% +$12K
AKRX
388
DELISTED
Akorn Inc
AKRX
$11K 0.01%
+452
New +$9.84K
POT
389
DELISTED
Potash Corp Of Saskatchewan
POT
$11K 0.01%
644
– –
BAK icon
390
Braskem
BAK
$901M
$10K 0.01%
+500
New +$10.5K
BKU icon
391
Bankunited
BKU
$3.43B
$10K 0.01%
+260
New +$9.89K
ED icon
392
Consolidated Edison
ED
$40B
$10K 0.01%
127
+1
+0.8% +$75
EP.PRC icon
393
El Paso Energy Capital Trust I
EP.PRC
$221M
– –
0
– –
FAX
394
abrdn Asia-Pacific Income Fund
FAX
$594M
$10K 0.01%
333
-250
-43% -$7.27K
GDXJ icon
395
VanEck Junior Gold Miners ETF
GDXJ
$7.87B
$10K 0.01%
280
-54
-16% -$2.02K
GMED icon
396
Globus Medical
GMED
$11.1B
$10K 0.01%
+345
New +$9.42K
LULU icon
397
lululemon athletica
LULU
$14B
$10K 0.01%
192
– –
SAGE
398
DELISTED
Sage Therapeutics
SAGE
$10K 0.01%
+137
New +$8.03K
SU icon
399
Suncor Energy
SU
$74.2B
$10K 0.01%
318
-165
-34% -$5.2K
UHAL icon
400
U-Haul Holding Co
UHAL
$14.5B
$10K 0.01%
250
– –
14 15
16
17 18

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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Tradewinds Capital Management held 772 positions worth $159M, up 4.7% from $152M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q1 2017 filing shows 100 new, 124 increased, 105 reduced and 71 closed positions. Its largest new stake was Fortis: 3,249 shares worth $108K. The largest sale was Schwab US Large-Cap Growth ETF, an estimated $3.41M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q1 2017 buy was Fortis: 3,249 shares worth $108K.
  • Tradewinds Capital Management added most to Schwab US Large-Cap Value ETF in Q1 2017, an estimated $1.8M increase.
  • Tradewinds Capital Management's biggest Q1 2017 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $3.41M.
  • Tradewinds Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $365K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $159M portfolio in Q1 2017.
  • Tradewinds Capital Management opened 100 new positions and closed 71 in Q1 2017.
  • Tradewinds Capital Management's portfolio value rose 4.7% quarter-over-quarter to $159M.

Based on Tradewinds Capital Management's 13F filing for Q1 2017, filed 3 May 2017.