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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$152M
AUM Growth
+$9.04M
Cap. Flow
+$6.47M
Cap. Flow %
4.27%
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$13.2M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.66M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.34M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.2M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$429K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$12.1M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.23M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.19M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.15M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 22.06%
2 Industrials 6.93%
3 Consumer Discretionary 4.93%
4 Healthcare 4.08%
5 Financials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDXX icon
376
Idexx Laboratories
IDXX
$46.2B
$10K 0.01%
+85
New +$9.7K
NLY icon
377
Annaly Capital Management
NLY
$17.4B
$10K 0.01%
246
-105
-30% -$4.27K
VIAV icon
378
Viavi Solutions
VIAV
$9.66B
$10K 0.01%
1,219
-169
-12% -$1.31K
AET
379
DELISTED
Aetna Inc
AET
$10K 0.01%
82
– –
IXYS
380
DELISTED
IXYS Corp
IXYS
$10K 0.01%
808
– –
BABA icon
381
Alibaba
BABA
$308B
$9K 0.01%
98
-60
-38% -$5.78K
BHP icon
382
BHP
BHP
$230B
$9K 0.01%
272
– –
BNY
383
Bank of New York Mellon
BNY
$107B
$9K 0.01%
188
– –
C icon
384
Citigroup
C
$226B
$9K 0.01%
150
-46
-23% -$2.48K
ED icon
385
Consolidated Edison
ED
$39.8B
$9K 0.01%
126
+1
+0.8% +$72
LITE icon
386
Lumentum
LITE
$69.3B
$9K 0.01%
243
-33
-12% -$1.31K
LMT icon
387
Lockheed Martin
LMT
$136B
$9K 0.01%
38
+8
+27% +$2K
IFLN
388
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$9K 0.01%
486
+459
+1,700% +$8.59K
SPTL icon
389
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$9K 0.01%
254
+230
+958% +$8.31K
UHAL icon
390
U-Haul Holding Co
UHAL
$14.6B
$9K 0.01%
+250
New +$8.57K
EEP
391
DELISTED
Enbridge Energy Partners
EEP
– –
-364
Closed -$8.87K
AWH
392
DELISTED
Allied World Assurance Co Hld Lt
AWH
$9K 0.01%
+162
New +$7.44K
BUI icon
393
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$715M
– –
0
– –
DBA icon
394
Invesco DB Agriculture Fund
DBA
$1.23B
$8K 0.01%
406
– –
DLR icon
395
Digital Realty Trust
DLR
$71.7B
$8K 0.01%
+80
New +$7.44K
ETY icon
396
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
– –
0
– –
FNV icon
397
Franco-Nevada
FNV
$46B
$8K 0.01%
140
– –
GM icon
398
General Motors
GM
$76.8B
$8K 0.01%
236
+200
+556% +$6.72K
NUGT icon
399
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.23B
$8K 0.01%
50
+30
+150% +$6.21K
ECHO
400
EchoStar
ECHO
$26.2B
$8K 0.01%
197
– –
14 15
16
17 18

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Tradewinds Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.

  • Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
  • Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
  • Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
  • Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.

Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.