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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.08%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.07M
Cap. Flow %
-0.75%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVY icon
376
iShares Select Dividend ETF
DVY
$23.6B
$10K 0.01%
120
– –
FNV icon
377
Franco-Nevada
FNV
$46B
$10K 0.01%
140
-216
-61% -$16.2K
PI icon
378
Impinj
PI
$5.6B
$10K 0.01%
+270
New +$7.08K
VIAV icon
379
Viavi Solutions
VIAV
$9.66B
$10K 0.01%
1,388
– –
VOD icon
380
Vodafone
VOD
$37.4B
$10K 0.01%
350
+50
+17% +$1.52K
JPS
381
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$10K 0.01%
1,062
+796
+299% +$7.59K
IXYS
382
DELISTED
IXYS Corp
IXYS
$10K 0.01%
808
+3
+0.4% +$34
C icon
383
Citigroup
C
$226B
$9K 0.01%
196
– –
ED icon
384
Consolidated Edison
ED
$39.9B
$9K 0.01%
+125
New +$9.71K
EDIT icon
385
Editas Medicine
EDIT
$442M
$9K 0.01%
653
– –
GPRO icon
386
GoPro
GPRO
$126M
$9K 0.01%
537
-3,100
-85% -$42.6K
HES
387
DELISTED
Hess
HES
$9K 0.01%
159
-100
-39% -$5.36K
EEP
388
DELISTED
Enbridge Energy Partners
EEP
$9K 0.01%
+364
New +$8.75K
AET
389
DELISTED
Aetna Inc
AET
$9K 0.01%
82
– –
BBL
390
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$9K 0.01%
288
+1
+0.3% +$27
AZN icon
391
AstraZeneca
AZN
$250B
$8K 0.01%
125
+25
+25% +$1.63K
BBSI icon
392
Barrett Business Services
BBSI
$804M
$8K 0.01%
616
+4
+0.7% +$45
BHP icon
393
BHP
BHP
$230B
$8K 0.01%
272
+135
+99% +$3.71K
DBA icon
394
Invesco DB Agriculture Fund
DBA
$1.23B
$8K 0.01%
406
– –
GPN icon
395
Global Payments
GPN
$22.8B
$8K 0.01%
100
+50
+100% +$3.77K
MCO icon
396
Moody's
MCO
$82.7B
$8K 0.01%
75
– –
MHF
397
Western Asset Municipal High Income Fund
MHF
$153M
$8K 0.01%
967
– –
NEM icon
398
Newmont
NEM
$119B
$8K 0.01%
201
– –
NUGT icon
399
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.23B
$8K 0.01%
20
-11
-35% -$5.83K
OXM icon
400
Oxford Industries
OXM
$552M
$8K 0.01%
124
– –
14 15
16
17 18

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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.