We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$147M
AUM Growth
+$8.37M
Cap. Flow
+$5.23M
Cap. Flow %
3.57%
Top 10 Hldgs %
45.23%
Holding
735
New
48
Increased
116
Reduced
88
Closed
100

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.27M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.1M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.07M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$930K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$461K

Top Sells

Rank Stock Value
1
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.5M
2
MSFT icon
Microsoft
MSFT
+$1.23M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$418K
4
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$178K
5
VMI icon
Valmont Industries
VMI
+$111K

Sector Composition

Rank Sector Weight
1 Technology 23.15%
2 Industrials 6.7%
3 Consumer Discretionary 4.9%
4 Healthcare 4.42%
5 Consumer Staples 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSK icon
376
GSK
GSK
$106B
$12K 0.01%
240
-72
-23% -$3.59K
HFWA icon
377
Heritage Financial
HFWA
$1.21B
$12K 0.01%
666
+3
+0.5% +$53
IEI icon
378
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$12K 0.01%
100
+85
+567% +$10.6K
IP icon
379
International Paper
IP
$22B
$12K 0.01%
320
– –
IVV icon
380
iShares Core S&P 500 ETF
IVV
$902B
$12K 0.01%
57
– –
LMT icon
381
Lockheed Martin
LMT
$136B
$12K 0.01%
52
-16
-24% -$3.44K
LQD icon
382
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$12K 0.01%
110
+79
+255% +$9.08K
RY icon
383
Royal Bank of Canada
RY
$293B
$12K 0.01%
215
– –
AGCO icon
384
AGCO
AGCO
$7.2B
$11K 0.01%
220
– –
BDX icon
385
Becton Dickinson
BDX
$48.2B
$11K 0.01%
75
-21
-22% -$2.98K
IJR icon
386
iShares Core S&P Small-Cap ETF
IJR
$112B
$11K 0.01%
200
-88
-31% -$4.59K
NPO icon
387
Enpro
NPO
$7.05B
$11K 0.01%
188
– –
NWN icon
388
Northwest Natural Holdings
NWN
$2.12B
$11K 0.01%
+200
New +$10.3K
OSUR icon
389
OraSure Technologies
OSUR
$279M
$11K 0.01%
1,500
– –
OXY icon
390
Occidental Petroleum
OXY
$55.9B
$11K 0.01%
160
-128
-44% -$8.58K
TXT icon
391
Textron
TXT
$15.4B
$11K 0.01%
300
– –
APU
392
DELISTED
AmeriGas Partners, L.P.
APU
$11K 0.01%
+250
New +$9.91K
DBA icon
393
Invesco DB Agriculture Fund
DBA
$1.23B
$10K 0.01%
506
+100
+25% +$2.02K
DVY icon
394
iShares Select Dividend ETF
DVY
$23.6B
$10K 0.01%
120
– –
DXJ icon
395
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$10K 0.01%
+231
New +$10.2K
ENZL icon
396
iShares MSCI New Zealand ETF
ENZL
$82.9M
$10K 0.01%
250
– –
EOT
397
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
– –
0
– –
GS icon
398
Goldman Sachs
GS
$303B
$10K 0.01%
65
– –
IJH icon
399
iShares Core S&P Mid-Cap ETF
IJH
$127B
$10K 0.01%
355
-225
-39% -$6.01K
SIRI icon
400
SiriusXM
SIRI
$10.1B
$10K 0.01%
265
– –
14 15
16
17 18

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Tradewinds Capital Management held 735 positions worth $147M, up 6% from $138M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management deployed $5.23M of net new capital in Q1 2016, opening 48 new positions and adding to 116 existing holdings. Its largest new stake was ProShares UltraShort S&P500: 26 shares worth $50K.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, an estimated $1.5M trimmed.

  • Tradewinds Capital Management's largest Q1 2016 buy was ProShares UltraShort S&P500: 26 shares worth $50K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2016, an estimated $3.27M increase.
  • Tradewinds Capital Management's biggest Q1 2016 reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, cutting an estimated $1.5M.
  • Tradewinds Capital Management fully exited PLUM CREEK TIMBER CO (REIT) in Q1 2016, selling an estimated $178K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $147M portfolio in Q1 2016.
  • Tradewinds Capital Management opened 48 new positions and closed 100 in Q1 2016.
  • Tradewinds Capital Management's portfolio value rose 6% quarter-over-quarter to $147M.

Based on Tradewinds Capital Management's 13F filing for Q1 2016, filed 4 May 2016.