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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+8.48%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$10.5M
Cap. Flow
+$497K
Cap. Flow %
0.36%
Top 10 Hldgs %
44.58%
Holding
731
New
48
Increased
112
Reduced
88
Closed
48

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.28M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$330K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$149K
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$132K

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$7.86M
2
MSFT icon
Microsoft
MSFT
+$1.53M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$320K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$308K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$297K

Sector Composition

Rank Sector Weight
1 Technology 25.22%
2 Industrials 6.97%
3 Consumer Discretionary 5.15%
4 Healthcare 5.13%
5 Financials 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
376
Citigroup
C
$226B
$10K 0.01%
196
– –
CTAS icon
377
Cintas
CTAS
$81.3B
$10K 0.01%
420
+4
+1% +$91
EOT
378
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
– –
0
– –
LULU icon
379
lululemon athletica
LULU
$14.6B
$10K 0.01%
192
-23
-11% -$1.16K
OSUR icon
380
OraSure Technologies
OSUR
$279M
$10K 0.01%
1,500
– –
SPH icon
381
Suburban Propane Partners
SPH
$1.18B
– –
0
– –
SPR
382
DELISTED
Spirit AeroSystems
SPR
$10K 0.01%
200
– –
VOD icon
383
Vodafone
VOD
$37.4B
$10K 0.01%
300
-7
-2% -$229
VRTX icon
384
Vertex Pharmaceuticals
VRTX
$126B
$10K 0.01%
81
– –
SRCL
385
DELISTED
Stericycle Inc
SRCL
$10K 0.01%
84
– –
IXYS
386
DELISTED
IXYS Corp
IXYS
$10K 0.01%
803
+3
+0.4% +$37
VXX
387
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$10K 0.01%
31
– –
DVY icon
388
iShares Select Dividend ETF
DVY
$23.6B
$9K 0.01%
120
– –
ENZL icon
389
iShares MSCI New Zealand ETF
ENZL
$82.9M
$9K 0.01%
250
– –
FAX
390
abrdn Asia-Pacific Income Fund
FAX
$600M
$9K 0.01%
333
– –
FSBW icon
391
FS Bancorp
FSBW
$320M
$9K 0.01%
724
– –
RSP icon
392
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$9K 0.01%
117
+35
+43% +$2.72K
DATA
393
DELISTED
Tableau Software, Inc.
DATA
$9K 0.01%
100
– –
GOV
394
DELISTED
Government Properties Income Trust
GOV
$9K 0.01%
545
+115
+27% +$1.89K
AET
395
DELISTED
Aetna Inc
AET
$9K 0.01%
82
– –
GCH
396
DELISTED
Aberdeen Greater China Fund
GCH
$9K 0.01%
1,053
-258
-20% -$2.33K
HAWK
397
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$9K 0.01%
197
– –
BANR icon
398
Banner Corp
BANR
$2.4B
$8K 0.01%
171
– –
CAT icon
399
Caterpillar
CAT
$387B
$8K 0.01%
121
-59
-33% -$4.13K
DBA icon
400
Invesco DB Agriculture Fund
DBA
$1.23B
$8K 0.01%
406
-190
-32% -$3.95K
14 15
16
17 18

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Tradewinds Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Tradewinds Capital Management held 731 positions worth $138M, up 8.2% from $128M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2015 filing shows 48 new, 112 increased, 88 reduced and 48 closed positions. Its largest new stake was Alphabet (Google) Class A: 8,920 shares worth $347K. The largest sale was Schwab International Equity ETF, an estimated $7.86M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2015 buy was Alphabet (Google) Class A: 8,920 shares worth $347K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q4 2015, an estimated $8.28M increase.
  • Tradewinds Capital Management's biggest Q4 2015 reduction was Schwab International Equity ETF, cutting an estimated $7.86M.
  • Tradewinds Capital Management fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $74K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2015.
  • Tradewinds Capital Management opened 48 new positions and closed 48 in Q4 2015.
  • Tradewinds Capital Management's portfolio value rose 8.2% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2015, filed 27 Jan 2016.