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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDK
376
DELISTED
CDK Global, Inc.
CDK
$11K 0.01%
+276
New +$9.78K
TUES
377
DELISTED
Tuesday Morning Corp
TUES
$11K 0.01%
500
-300
-38% -$6.1K
UN
378
DELISTED
Unilever NV New York Registry Shares
UN
$11K 0.01%
291
– –
AGCO icon
379
AGCO
AGCO
$7.2B
$10K 0.01%
220
– –
BANR icon
380
Banner Corp
BANR
$2.4B
$10K 0.01%
228
– –
DVY icon
381
iShares Select Dividend ETF
DVY
$23.6B
$10K 0.01%
120
– –
ENZL icon
382
iShares MSCI New Zealand ETF
ENZL
$83M
$10K 0.01%
250
– –
IJH icon
383
iShares Core S&P Mid-Cap ETF
IJH
$127B
$10K 0.01%
355
– –
SCHW
384
Charles Schwab
SCHW
$187B
$10K 0.01%
334
+71
+27% +$2.02K
STX icon
385
Seagate
STX
$184B
$10K 0.01%
145
– –
VRTX icon
386
Vertex Pharmaceuticals
VRTX
$126B
$10K 0.01%
81
– –
IXYS
387
DELISTED
IXYS Corp
IXYS
$10K 0.01%
800
– –
ARG
388
DELISTED
Airgas Inc
ARG
$10K 0.01%
85
– –
AVA icon
389
Avista
AVA
$3.24B
$9K 0.01%
251
– –
BR icon
390
Broadridge
BR
$19B
$9K 0.01%
200
– –
GILD icon
391
Gilead Sciences
GILD
$165B
$9K 0.01%
95
-36
-27% -$3.72K
GUNR icon
392
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.33B
$9K 0.01%
+300
New +$9.76K
LMT icon
393
Lockheed Martin
LMT
$136B
$9K 0.01%
46
– –
MCHP icon
394
Microchip Technology
MCHP
$46B
$9K 0.01%
400
– –
OII icon
395
Oceaneering
OII
$4.78B
$9K 0.01%
150
– –
SCHB icon
396
Schwab US Broad Market ETF
SCHB
$44.8B
$9K 0.01%
1,116
-102
-8% -$826
SCHX icon
397
Schwab US Large- Cap ETF
SCHX
$74.5B
$9K 0.01%
1,062
+6
+0.6% +$48
SIRI icon
398
SiriusXM
SIRI
$10.1B
$9K 0.01%
265
-400
-60% -$13.8K
SPR
399
DELISTED
Spirit AeroSystems
SPR
$9K 0.01%
200
– –
SU icon
400
Suncor Energy
SU
$70.3B
$9K 0.01%
268
-134
-33% -$4.43K
14 15
16
17 18

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.