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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
376
iShares Core S&P Small-Cap ETF
IJR
$112B
$10K 0.01%
200
– –
LULU icon
377
lululemon athletica
LULU
$14.6B
$10K 0.01%
240
+25
+12% +$1.01K
NKE icon
378
Nike
NKE
$61.9B
$10K 0.01%
224
-184
-45% -$7.3K
OII icon
379
Oceaneering
OII
$4.77B
$10K 0.01%
150
+5
+3% +$345
SCHB icon
380
Schwab US Broad Market ETF
SCHB
$44.9B
$10K 0.01%
1,218
+6
+0.5% +$48
FRGI
381
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$10K 0.01%
200
– –
BANR icon
382
Banner Corp
BANR
$2.4B
$9K 0.01%
228
– –
DVY icon
383
iShares Select Dividend ETF
DVY
$23.6B
$9K 0.01%
120
– –
MCHP icon
384
Microchip Technology
MCHP
$46B
$9K 0.01%
400
– –
MNST icon
385
Monster Beverage
MNST
$88.5B
$9K 0.01%
600
– –
NBR icon
386
Nabors Industries
NBR
$1.21B
$9K 0.01%
8
– –
OSK icon
387
Oshkosh
OSK
$9.59B
$9K 0.01%
200
– –
VRTX icon
388
Vertex Pharmaceuticals
VRTX
$126B
$9K 0.01%
81
– –
ARG
389
DELISTED
Airgas Inc
ARG
$9K 0.01%
85
+1
+1% +$110
SFXE
390
DELISTED
SFX ENTERTAINMENT, INC COM
SFXE
$9K 0.01%
1,850
– –
AVA icon
391
Avista
AVA
$3.24B
$8K 0.01%
251
– –
BR icon
392
Broadridge
BR
$19B
$8K 0.01%
200
– –
LMT icon
393
Lockheed Martin
LMT
$136B
$8K 0.01%
46
– –
M icon
394
Macy's
M
$6.68B
$8K 0.01%
136
– –
OXM icon
395
Oxford Industries
OXM
$552M
$8K 0.01%
+124
New +$7.82K
ECHO
396
EchoStar
ECHO
$26.2B
$8K 0.01%
197
– –
SCHW
397
Charles Schwab
SCHW
$187B
$8K 0.01%
263
+1
+0.4% +$28
SCHX icon
398
Schwab US Large- Cap ETF
SCHX
$74.5B
$8K 0.01%
1,056
– –
SPR
399
DELISTED
Spirit AeroSystems
SPR
$8K 0.01%
200
– –
STX icon
400
Seagate
STX
$184B
$8K 0.01%
145
– –
14 15
16
17 18

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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.