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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHB icon
376
Schwab US Broad Market ETF
SCHB
$44.6B
$10K 0.01%
1,212
+6
+0.5% +$46
XLP icon
377
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$10K 0.01%
235
-58
-20% -$2.57K
YELP icon
378
Yelp
YELP
$1.46B
$10K 0.01%
+125
New +$8.13K
IXYS
379
DELISTED
IXYS Corp
IXYS
$10K 0.01%
800
– –
BANR icon
380
Banner Corp
BANR
$2.4B
$9K 0.01%
228
– –
CIG icon
381
CEMIG Preferred Shares
CIG
$6.12B
$9K 0.01%
2,148
– –
DVY icon
382
iShares Select Dividend ETF
DVY
$23.5B
$9K 0.01%
120
– –
LULU icon
383
lululemon athletica
LULU
$14B
$9K 0.01%
215
– –
NOC icon
384
Northrop Grumman
NOC
$79.2B
$9K 0.01%
72
– –
STT icon
385
State Street
STT
$51.4B
$9K 0.01%
134
– –
FRGI
386
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$9K 0.01%
200
– –
CHK
387
DELISTED
Chesapeake Energy Corporation
CHK
$9K 0.01%
2
– –
SYT
388
DELISTED
Syngenta Ag
SYT
$9K 0.01%
122
– –
ARG
389
DELISTED
Airgas Inc
ARG
$9K 0.01%
84
– –
AVA icon
390
Avista
AVA
$3.25B
$8K 0.01%
251
– –
BHP icon
391
BHP
BHP
$227B
$8K 0.01%
144
– –
BR icon
392
Broadridge
BR
$18.6B
$8K 0.01%
200
– –
EFV icon
393
iShares MSCI EAFE Value ETF
EFV
$29.2B
$8K 0.01%
129
– –
FWONA icon
394
Liberty Media Series A
FWONA
$22.1B
$8K 0.01%
326
– –
M icon
395
Macy's
M
$6.71B
$8K 0.01%
136
– –
PAAS icon
396
Pan American Silver
PAAS
$20.3B
$8K 0.01%
510
– –
RGLD icon
397
Royal Gold
RGLD
$18.3B
$8K 0.01%
101
-24
-19% -$1.59K
RGR icon
398
Sturm, Ruger & Co
RGR
$614M
$8K 0.01%
135
– –
ECHO
399
EchoStar
ECHO
$25.5B
$8K 0.01%
197
– –
SCHX icon
400
Schwab US Large- Cap ETF
SCHX
$74.1B
$8K 0.01%
1,056
+6
+0.6% +$45
14 15
16
17 18

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AAS
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FGAM
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MCM
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KF
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Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.