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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
376
iShares Core S&P Small-Cap ETF
IJR
$112B
$11K 0.01%
200
– –
IVV icon
377
iShares Core S&P 500 ETF
IVV
$902B
$11K 0.01%
57
– –
KMI icon
378
Kinder Morgan
KMI
$68.7B
$11K 0.01%
350
– –
LULU icon
379
lululemon athletica
LULU
$14.6B
$11K 0.01%
215
– –
TUES
380
DELISTED
Tuesday Morning Corp
TUES
$11K 0.01%
800
– –
SFXE
381
DELISTED
SFX ENTERTAINMENT, INC COM
SFXE
$11K 0.01%
1,500
+250
+20% +$2.23K
AMP icon
382
Ameriprise Financial
AMP
$48.8B
$10K 0.01%
87
– –
CNQ icon
383
Canadian Natural Resources
CNQ
$93.8B
$10K 0.01%
527
– –
DIA icon
384
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$10K 0.01%
60
– –
EP.PRC icon
385
El Paso Energy Capital Trust I
EP.PRC
$223M
$10K 0.01%
200
– –
IDCC icon
386
InterDigital
IDCC
$8.89B
$10K 0.01%
300
– –
IJH icon
387
iShares Core S&P Mid-Cap ETF
IJH
$127B
$10K 0.01%
355
– –
IRM icon
388
Iron Mountain
IRM
$36.1B
$10K 0.01%
394
– –
LNG icon
389
Cheniere Energy
LNG
$52.9B
$10K 0.01%
180
-70
-28% -$3.35K
MCHP icon
390
Microchip Technology
MCHP
$46B
$10K 0.01%
400
– –
NBR icon
391
Nabors Industries
NBR
$1.21B
$10K 0.01%
8
-4
-33% -$3.99K
OII icon
392
Oceaneering
OII
$4.77B
$10K 0.01%
145
– –
GMCR
393
DELISTED
KEURIG GREEN MTN INC
GMCR
$10K 0.01%
98
– –
BANR icon
394
Banner Corp
BANR
$2.4B
$9K 0.01%
228
– –
DVY icon
395
iShares Select Dividend ETF
DVY
$23.6B
$9K 0.01%
120
– –
EEM icon
396
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$9K 0.01%
231
+104
+82% +$4.08K
NOC icon
397
Northrop Grumman
NOC
$81.2B
$9K 0.01%
72
-108
-60% -$12.8K
SCHB icon
398
Schwab US Broad Market ETF
SCHB
$44.9B
$9K 0.01%
+1,206
New +$9.02K
STT icon
399
State Street
STT
$50.7B
$9K 0.01%
134
– –
FRGI
400
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$9K 0.01%
+200
New +$9.41K
14 15
16
17 18

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Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.