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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.43%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$123M
AUM Growth
–
Cap. Flow
+$119M
Cap. Flow
% of AUM
97.16%
Top 10 Holdings %
Top 10 Hldgs %
44.79%
Holding
611
New
609
Increased
–
Reduced
–
Closed
–
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$23.6M |
| 2 |
Schwab Emerging Markets Equity ETF
SCHE
|
+$8.67M |
| 3 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$3.51M |
| 4 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$3.17M |
| 5 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$2.78M |
Top Sells
No sells this quarter
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 27.7% |
| 2 | Industrials | 7.98% |
| 3 | Healthcare | 5.49% |
| 4 | Consumer Discretionary | 4.39% |
| 5 | Consumer Staples | 3.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
State Street
STT
$50.7B
| $10K | 0.01% |
+134
| New | +$9.39K |
|
377
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
| $10K | 0.01% |
+235
| New | +$9.91K |
|
378
Xerox
XRX
$425M
| $10K | 0.01% |
+312
| New | +$8.98K |
|
|
IXYS
379
DELISTED
IXYS Corp
IXYS
| $10K | 0.01% |
+800
| New | +$9.33K |
|
|
SYT
380
DELISTED
Syngenta Ag
SYT
| $10K | 0.01% |
+122
| New | +$9.64K |
|
381
Alaska Air
ALK
$5.58B
| $9K | 0.01% |
+240
| New | +$8.53K |
|
382
Canadian Natural Resources
CNQ
$94.9B
| $9K | 0.01% |
+527
| New | +$8.2K |
|
383
iShares Select Dividend ETF
DVY
$23.6B
| $9K | 0.01% |
+120
| New | +$8.35K |
|
384
InterDigital
IDCC
$8.89B
| $9K | 0.01% |
+300
| New | +$10.2K |
|
385
Kimberly-Clark
KMB
$36.5B
| $9K | 0.01% |
+89
| New | +$8.88K |
|
386
Microchip Technology
MCHP
$46B
| $9K | 0.01% |
+400
| New | +$8.39K |
|
387
MetLife
MET
$62.4B
| $9K | 0.01% |
+191
| New | +$8.56K |
|
388
Newmont
NEM
$119B
| $9K | 0.01% |
+387
| New | +$9.94K |
|
389
OraSure Technologies
OSUR
$279M
| $9K | 0.01% |
+1,500
| New | +$9.42K |
|
|
TEF
390
DELISTED
Telefonica
TEF
| $9K | 0.01% |
+725
| New | +$8.77K |
|
|
LL
391
DELISTED
LL Flooring Holdings, Inc.
LL
| $9K | 0.01% |
+87
| New | +$9.25K |
|
|
ARG
392
DELISTED
Airgas Inc
ARG
| $9K | 0.01% |
+84
| New | +$9.15K |
|
393
Avista
AVA
$3.24B
| $8K | 0.01% |
+300
| New | +$8.23K |
|
394
BHP
BHP
$230B
| $8K | 0.01% |
+144
| New | +$8.33K |
|
395
Broadridge
BR
$19B
| $8K | 0.01% |
+200
| New | +$7.23K |
|
396
Eaton
ETN
$174B
| $8K | 0.01% |
+100
| New | +$7.12K |
|
397
Liberty Media Series A
FWONA
$23.5B
| $8K | 0.01% |
+326
| New | +$8.65K |
|
398
Realty Income
O
$59.1B
| $8K | 0.01% |
+208
| New | +$7.99K |
|
|
ECHO
399
EchoStar
ECHO
$26.2B
| $8K | 0.01% |
+197
| New | +$7.7K |
|
400
Seagate
STX
$184B
| $8K | 0.01% |
+145
| New | +$7.17K |
|
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Tradewinds Capital Management's Q4 2013 Portfolio in Review
Q4 2013 is the first quarter with a 13F filing on record for Tradewinds Capital Management, which disclosed 611 positions worth $123M. Its ten largest holdings account for 45% of the portfolio.
Its largest position is Microsoft: 648,626 shares worth $24.3M.
By sector, the portfolio is most concentrated in Technology at 28% of assets, followed by Industrials and Healthcare.
- Tradewinds Capital Management's largest Q4 2013 buy was Microsoft: 648,626 shares worth $24.3M.
- Tradewinds Capital Management's ten largest holdings make up 45% of its $123M portfolio in Q4 2013.
- Tradewinds Capital Management disclosed 611 positions in Q4 2013, its first 13F filing on record.
Based on Tradewinds Capital Management's 13F filing for Q4 2013, filed 10 Sep 2014.