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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$215M
AUM Growth
-$29.4M
Cap. Flow
-$48.4M
Cap. Flow %
-22.54%
Top 10 Hldgs %
87.09%
Holding
542
New
55
Increased
106
Reduced
44
Closed
19

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$27.8M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$27.4M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$26.9M
4
EWW icon
iShares MSCI Mexico ETF
EWW
+$17.5M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$323K

Top Sells

Rank Stock Value
1
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$28.4M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$28.3M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$26.6M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$25.9M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 3.35%
2 Industrials 2.32%
3 Financials 1.26%
4 Consumer Discretionary 1.13%
5 Healthcare 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIVN icon
351
Rivian
RIVN
$23.7B
$2.43K ﹤0.01%
132
+20
+18% +$589
CION icon
352
CION Investment
CION
$372M
$2.41K ﹤0.01%
247
– –
TWST icon
353
Twist Bioscience
TWST
$7.83B
$2.38K ﹤0.01%
100
– –
SCHB icon
354
Schwab US Broad Market ETF
SCHB
$44.8B
$2.38K ﹤0.01%
159
+147
+1,225% +$2.21K
ZM icon
355
Zoom
ZM
$31.4B
$2.37K ﹤0.01%
35
– –
NEWP
356
New Pacific Metals
NEWP
$1.16B
$2.25K ﹤0.01%
1,000
– –
PLUG icon
357
Plug Power
PLUG
$2.94B
$2.23K ﹤0.01%
180
– –
CVLT icon
358
Commault Systems
CVLT
$5.78B
$2.2K ﹤0.01%
35
– –
TD icon
359
Toronto Dominion Bank
TD
$200B
$2.14K ﹤0.01%
33
– –
FTV icon
360
Fortive
FTV
$18.6B
$2.06K ﹤0.01%
42
– –
CL icon
361
Colgate-Palmolive
CL
$74.3B
$2.05K ﹤0.01%
+26
New +$1.95K
ILMN icon
362
Illumina
ILMN
$29B
$2.02K ﹤0.01%
10
– –
WEN icon
363
Wendy's
WEN
$1.39B
$1.99K ﹤0.01%
88
– –
CLX icon
364
Clorox
CLX
$13B
$1.97K ﹤0.01%
+14
New +$1.99K
REE
365
DELISTED
REE Automotive
REE
$1.94K ﹤0.01%
167
– –
WIX icon
366
WIX.com
WIX
$2.61B
$1.92K ﹤0.01%
25
– –
SPTL icon
367
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$1.92K ﹤0.01%
66
-5,419
-99% -$159K
VTWO icon
368
Vanguard Russell 2000 ETF
VTWO
$17.3B
$1.9K ﹤0.01%
+27
New +$1.94K
UA icon
369
Under Armour Class C
UA
$2.42B
$1.89K ﹤0.01%
212
– –
KMLM icon
370
KFA Mount Lucas Managed Futures Index Strategy ETF
KMLM
$413M
$1.83K ﹤0.01%
+60
New +$2.15K
ACA icon
371
Arcosa
ACA
$7.11B
$1.79K ﹤0.01%
33
– –
XOP icon
372
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.62B
$1.77K ﹤0.01%
+13
New +$1.89K
PLL
373
DELISTED
Piedmont Lithium
PLL
$1.76K ﹤0.01%
40
– –
PPG icon
374
PPG Industries
PPG
$25.7B
$1.76K ﹤0.01%
+14
New +$1.72K
RWT
375
Redwood Trust
RWT
$574M
$1.71K ﹤0.01%
253
– –
13 14
15
16 17

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PDL
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AAS
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FGAM
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MCM
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KF
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Tradewinds Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Tradewinds Capital Management held 542 positions worth $215M, down 12% from $244M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Tradewinds Capital Management withdrew a net $48.4M in Q4 2022, closing 19 positions and reducing 44 holdings. Its most notable exit was Schwab Intermediately-Term US Treasury ETF, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, up from 2.9% a quarter earlier, followed by Industrials and Financials.

Against the trend, Tradewinds Capital Management opened a new position in Franklin FTSE Mexico ETF worth $85.9K.

  • Tradewinds Capital Management's largest Q4 2022 buy was Franklin FTSE Mexico ETF: 3,506 shares worth $85.9K.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Value ETF in Q4 2022, an estimated $27.8M increase.
  • Tradewinds Capital Management's biggest Q4 2022 reduction was iShares MSCI Brazil ETF, cutting an estimated $28.4M.
  • Tradewinds Capital Management fully exited Schwab Intermediately-Term US Treasury ETF in Q4 2022, selling an estimated $1.7M.
  • Tradewinds Capital Management's ten largest holdings make up 87% of its $215M portfolio in Q4 2022.
  • Tradewinds Capital Management opened 55 new positions and closed 19 in Q4 2022.
  • Tradewinds Capital Management's portfolio value fell 12% quarter-over-quarter to $215M.

Based on Tradewinds Capital Management's 13F filing for Q4 2022, filed 23 Jan 2023.