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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEN icon
351
Lennar Class A
LEN
$21.2B
$23K ﹤0.01%
207
– –
NVS icon
352
Novartis
NVS
$297B
$23K ﹤0.01%
265
– –
SYK icon
353
Stryker
SYK
$130B
$23K ﹤0.01%
85
– –
TEAM icon
354
Atlassian
TEAM
$37.8B
$23K ﹤0.01%
60
+5
+9% +$2.01K
AFB
355
AllianceBernstein National Municipal Income Fund
AFB
$317M
$22K ﹤0.01%
1,500
– –
ATO icon
356
Atmos Energy
ATO
$28.8B
$22K ﹤0.01%
214
+2
+0.9% +$190
CAH icon
357
Cardinal Health
CAH
$55.4B
$22K ﹤0.01%
430
+2
+0.5% +$98
GIS icon
358
General Mills
GIS
$19.7B
$22K ﹤0.01%
330
+10
+3% +$635
NEOG icon
359
Neogen
NEOG
$2.5B
$22K ﹤0.01%
484
-450
-48% -$19.3K
NKX icon
360
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$22K ﹤0.01%
1,375
– –
TLRY icon
361
Tilray
TLRY
$622M
$22K ﹤0.01%
318
-116
-27% -$11.7K
UL icon
362
Unilever
UL
$136B
$22K ﹤0.01%
358
– –
WBA
363
DELISTED
Walgreens Boots Alliance
WBA
$22K ﹤0.01%
414
– –
JJE
364
DELISTED
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
$22K ﹤0.01%
547
– –
AMT icon
365
American Tower
AMT
$80.4B
$21K ﹤0.01%
71
– –
CGC
366
Canopy Growth
CGC
$410M
$21K ﹤0.01%
239
-62
-21% -$7.37K
CHPT icon
367
ChargePoint
CHPT
$161M
$21K ﹤0.01%
54
+4
+8% +$1.77K
CRWD icon
368
CrowdStrike
CRWD
$218B
$21K ﹤0.01%
420
-60
-13% -$3.65K
GILD icon
369
Gilead Sciences
GILD
$165B
$21K ﹤0.01%
290
-200
-41% -$13.8K
IDCC icon
370
InterDigital
IDCC
$8.89B
$21K ﹤0.01%
300
– –
IWP icon
371
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$21K ﹤0.01%
180
– –
JEF icon
372
Jefferies Financial Group
JEF
$13.1B
$21K ﹤0.01%
567
– –
LW icon
373
Lamb Weston
LW
$7.19B
$21K ﹤0.01%
333
– –
AGG icon
374
iShares Core US Aggregate Bond ETF
AGG
$138B
$20K ﹤0.01%
178
-40
-18% -$4.58K
ASIX icon
375
AdvanSix
ASIX
$444M
$20K ﹤0.01%
419
– –
13 14
15
16 17

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AAS
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MCM
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KF
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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.