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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFB
351
AllianceBernstein National Municipal Income Fund
AFB
$316M
$22K ﹤0.01%
1,500
– –
NVS icon
352
Novartis
NVS
$297B
$22K ﹤0.01%
265
-29
-10% -$2.61K
SLAB icon
353
Silicon Laboratories
SLAB
$7.19B
$22K ﹤0.01%
156
– –
SYK icon
354
Stryker
SYK
$131B
$22K ﹤0.01%
85
– –
TEAM icon
355
Atlassian
TEAM
$38B
$22K ﹤0.01%
55
– –
UL icon
356
Unilever
UL
$135B
$22K ﹤0.01%
358
– –
VNT icon
357
Vontier
VNT
$4.68B
$22K ﹤0.01%
664
– –
AIT icon
358
Applied Industrial Technologies
AIT
$13.3B
$21K ﹤0.01%
236
– –
CAH icon
359
Cardinal Health
CAH
$55.3B
$21K ﹤0.01%
428
+1
+0.2% +$54
CB icon
360
Chubb
CB
$134B
$21K ﹤0.01%
120
– –
CRON
361
Cronos Group
CRON
$1.11B
$21K ﹤0.01%
3,632
+55
+2% +$374
ROKU icon
362
Roku
ROKU
$22.6B
$21K ﹤0.01%
67
– –
CHPT icon
363
ChargePoint
CHPT
$158M
$20K ﹤0.01%
+50
New +$23.3K
IDCC icon
364
InterDigital
IDCC
$8.91B
$20K ﹤0.01%
300
– –
IWP icon
365
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$20K ﹤0.01%
180
– –
JEF icon
366
Jefferies Financial Group
JEF
$12.8B
$20K ﹤0.01%
567
– –
LW icon
367
Lamb Weston
LW
$7.14B
$20K ﹤0.01%
333
– –
AMT icon
368
American Tower
AMT
$78.9B
$19K ﹤0.01%
71
+67
+1,675% +$19.1K
ATO icon
369
Atmos Energy
ATO
$28.3B
$19K ﹤0.01%
212
+1
+0.5% +$97
GIS icon
370
General Mills
GIS
$19.8B
$19K ﹤0.01%
320
+15
+5% +$886
IJH icon
371
iShares Core S&P Mid-Cap ETF
IJH
$127B
$19K ﹤0.01%
355
– –
LEN icon
372
Lennar Class A
LEN
$20.6B
$19K ﹤0.01%
207
– –
NFLX icon
373
Netflix
NFLX
$315B
$19K ﹤0.01%
310
– –
TRV icon
374
Travelers Companies
TRV
$78.8B
$19K ﹤0.01%
123
-70
-36% -$10.8K
VRSN icon
375
VeriSign
VRSN
$26.7B
$19K ﹤0.01%
93
– –
13 14
15
16 17

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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.