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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJH icon
351
iShares Core S&P Mid-Cap ETF
IJH
$127B
$16K ﹤0.01%
355
– –
IWM icon
352
iShares Russell 2000 ETF
IWM
$81.5B
$16K ﹤0.01%
80
– –
NEA icon
353
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$16K ﹤0.01%
1,028
-3,900
-79% -$56.8K
RDFN
354
DELISTED
Redfin
RDFN
$16K ﹤0.01%
233
– –
SA
355
Seabridge Gold
SA
$3.36B
$16K ﹤0.01%
772
– –
TTWO icon
356
Take-Two Interactive
TTWO
$47.4B
$16K ﹤0.01%
75
– –
WEC icon
357
WEC Energy
WEC
$34.6B
$16K ﹤0.01%
170
– –
KL
358
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$16K ﹤0.01%
378
+2
+0.5% +$89
AOS icon
359
A.O. Smith
AOS
$8.48B
$15K ﹤0.01%
266
– –
BIP icon
360
Brookfield Infrastructure Partners
BIP
$17.5B
$15K ﹤0.01%
450
– –
ISRG icon
361
Intuitive Surgical
ISRG
$139B
$15K ﹤0.01%
54
– –
LEN icon
362
Lennar Class A
LEN
$20.6B
$15K ﹤0.01%
207
– –
MET icon
363
MetLife
MET
$61.7B
$15K ﹤0.01%
313
– –
PFG icon
364
Principal Financial Group
PFG
$24.4B
$15K ﹤0.01%
300
– –
SE icon
365
Sea Limited
SE
$70.3B
$15K ﹤0.01%
75
-100
-57% -$17.8K
UHS icon
366
Universal Health Services
UHS
$10.5B
$15K ﹤0.01%
106
– –
VTRS icon
367
Viatris
VTRS
$18.7B
$15K ﹤0.01%
803
+770
+2,333% +$12.6K
XSOE icon
368
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.07B
$15K ﹤0.01%
+367
New +$13.5K
YUMC icon
369
Yum China
YUMC
$16.5B
$15K ﹤0.01%
266
– –
TRVN
370
DELISTED
Trevena, Inc.
TRVN
$15K ﹤0.01%
+11
New +$17.5K
AFL icon
371
Aflac
AFL
$61.2B
$14K ﹤0.01%
310
– –
AG icon
372
First Majestic Silver
AG
$9.29B
$14K ﹤0.01%
1,010
– –
AKAM icon
373
Akamai
AKAM
$16.9B
$14K ﹤0.01%
135
– –
BTI icon
374
British American Tobacco
BTI
$123B
$14K ﹤0.01%
378
– –
BYND icon
375
Beyond Meat
BYND
$268M
$14K ﹤0.01%
110
-18
-14% -$2.71K
13 14
15
16 17

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Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.