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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABMD
351
DELISTED
Abiomed Inc
ABMD
$15K ﹤0.01%
90
– –
CDK
352
DELISTED
CDK Global, Inc.
CDK
$15K ﹤0.01%
266
– –
NBL
353
DELISTED
Noble Energy, Inc.
NBL
$15K ﹤0.01%
600
– –
ATVI
354
DELISTED
Activision Blizzard
ATVI
$15K ﹤0.01%
260
– –
ACN icon
355
Accenture
ACN
$108B
$14K ﹤0.01%
67
– –
CCI icon
356
Crown Castle
CCI
$32.2B
$14K ﹤0.01%
102
+1
+1% +$136
ENZL icon
357
iShares MSCI New Zealand ETF
ENZL
$82.9M
$14K ﹤0.01%
250
– –
IP icon
358
International Paper
IP
$22B
$14K ﹤0.01%
317
+106
+50% +$4.45K
IQI icon
359
Invesco Quality Municipal Securities
IQI
$534M
$14K ﹤0.01%
1,100
-3,000
-73% -$37.6K
IWP icon
360
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$14K ﹤0.01%
180
– –
KMI icon
361
Kinder Morgan
KMI
$68.7B
$14K ﹤0.01%
638
-180
-22% -$3.64K
KSS icon
362
Kohl's
KSS
$2.19B
$14K ﹤0.01%
+268
New +$13.6K
LKQ icon
363
LKQ Corp
LKQ
$6.29B
$14K ﹤0.01%
396
+145
+58% +$4.92K
SINA
364
DELISTED
Sina Corp
SINA
$14K ﹤0.01%
360
– –
AOS icon
365
A.O. Smith
AOS
$8.7B
$13K ﹤0.01%
266
– –
EPC icon
366
Edgewell Personal Care
EPC
$1.31B
$13K ﹤0.01%
407
– –
B
367
Barrick Mining
B
$73.2B
$13K ﹤0.01%
722
– –
IWM icon
368
iShares Russell 2000 ETF
IWM
$83B
$13K ﹤0.01%
80
– –
IYR icon
369
iShares US Real Estate ETF
IYR
$4.65B
$13K ﹤0.01%
+142
New +$13.2K
MS icon
370
Morgan Stanley
MS
$340B
$13K ﹤0.01%
260
+150
+136% +$7.1K
NPO icon
371
Enpro
NPO
$7.05B
$13K ﹤0.01%
188
– –
PARA
372
DELISTED
Paramount Global Class B
PARA
$13K ﹤0.01%
+300
New +$11.6K
ROST icon
373
Ross Stores
ROST
$81.9B
$13K ﹤0.01%
+110
New +$12.4K
SU icon
374
Suncor Energy
SU
$70.3B
$13K ﹤0.01%
403
+135
+50% +$4.21K
VIG icon
375
Vanguard Dividend Appreciation ETF
VIG
$114B
$13K ﹤0.01%
104
– –
13 14
15
16 17

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KF
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Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.