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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
351
iShares Russell 2000 ETF
IWM
$83B
$12K ﹤0.01%
80
– –
LGND icon
352
Ligand Pharmaceuticals
LGND
$6.36B
$12K ﹤0.01%
191
– –
LHX icon
353
L3Harris
LHX
$53.4B
$12K ﹤0.01%
56
+53
+1,767% +$10.9K
NLY icon
354
Annaly Capital Management
NLY
$17.4B
$12K ﹤0.01%
346
+100
+41% +$3.6K
SCHO icon
355
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$12K ﹤0.01%
462
– –
VIG icon
356
Vanguard Dividend Appreciation ETF
VIG
$114B
$12K ﹤0.01%
104
– –
WAB icon
357
Wabtec
WAB
$49.3B
$12K ﹤0.01%
166
-4
-2% -$284
YUMC icon
358
Yum China
YUMC
$16.3B
$12K ﹤0.01%
266
+227
+582% +$10.1K
SPWR
359
DELISTED
SunPower Corporation Common Stock
SPWR
$12K ﹤0.01%
1,680
– –
ASIX icon
360
AdvanSix
ASIX
$444M
$11K ﹤0.01%
419
– –
BX icon
361
Blackstone
BX
$110B
$11K ﹤0.01%
+225
New +$11K
CTVA icon
362
Corteva
CTVA
$51.3B
$11K ﹤0.01%
404
– –
GTX icon
363
Garrett Motion
GTX
$5.57B
$11K ﹤0.01%
1,057
– –
SEE
364
DELISTED
Sealed Air
SEE
$11K ﹤0.01%
270
– –
TFC icon
365
Truist Financial
TFC
$64B
$11K ﹤0.01%
+215
New +$10.7K
TSLA icon
366
Tesla
TSLA
$1.3T
$11K ﹤0.01%
705
– –
VTR icon
367
Ventas
VTR
$47.9B
$11K ﹤0.01%
150
+35
+30% +$2.48K
WBIY icon
368
WBI Power Factor High Dividend ETF
WBIY
$64.6M
$11K ﹤0.01%
462
– –
WMB icon
369
Williams Companies
WMB
$86.1B
$11K ﹤0.01%
475
+225
+90% +$5.67K
MLNX
370
DELISTED
Mellanox Technologies, Ltd.
MLNX
$11K ﹤0.01%
100
– –
UN
371
DELISTED
Unilever NV New York Registry Shares
UN
$11K ﹤0.01%
179
+29
+19% +$1.74K
DIA icon
372
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$10K ﹤0.01%
36
– –
ECL icon
373
Ecolab
ECL
$79.9B
$10K ﹤0.01%
50
– –
EFAV icon
374
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$10K ﹤0.01%
132
– –
EP.PRC icon
375
El Paso Energy Capital Trust I
EP.PRC
$223M
$10K ﹤0.01%
+200
New +$10.4K
13 14
15
16 17

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Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.