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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
Cap. Flow
-$22.3M
Cap. Flow %
-10.95%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$12.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$12.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.3M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$5.02M
5
BANR icon
Banner Corp
BANR
+$1.17M

Top Sells

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$20.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.6M
3
MLPA icon
Global X MLP ETF
MLPA
+$11.1M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.94M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.49%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.69%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWN icon
351
Northwest Natural Holdings
NWN
$2.12B
$12K 0.01%
200
– –
PI icon
352
Impinj
PI
$5.6B
$12K 0.01%
791
– –
RDFN
353
DELISTED
Redfin
RDFN
$12K 0.01%
838
-360
-30% -$5.71K
SCHO icon
354
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$12K 0.01%
+462
New +$11.5K
SLAB icon
355
Silicon Laboratories
SLAB
$7.23B
$12K 0.01%
156
– –
UHS icon
356
Universal Health Services
UHS
$10.5B
$12K 0.01%
106
– –
VIAV icon
357
Viavi Solutions
VIAV
$9.66B
$12K 0.01%
1,201
-18
-1% -$194
RTL
358
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$12K 0.01%
900
+300
+50% +$4.13K
AOS icon
359
A.O. Smith
AOS
$8.7B
$11K 0.01%
266
– –
ASIX icon
360
AdvanSix
ASIX
$444M
$11K 0.01%
435
-66
-13% -$1.83K
CME icon
361
CME Group
CME
$94.8B
$11K 0.01%
57
– –
EXPE icon
362
Expedia Group
EXPE
$37.3B
$11K 0.01%
94
+1
+1% +$120
GILD icon
363
Gilead Sciences
GILD
$165B
$11K 0.01%
178
-350
-66% -$24.5K
GS icon
364
Goldman Sachs
GS
$303B
$11K 0.01%
67
– –
MCO icon
365
Moody's
MCO
$82.7B
$11K 0.01%
75
– –
NPO icon
366
Enpro
NPO
$7.05B
$11K 0.01%
188
– –
NTR icon
367
Nutrien
NTR
$30.7B
$11K 0.01%
237
– –
SIRI icon
368
SiriusXM
SIRI
$10.1B
$11K 0.01%
200
– –
TDOC icon
369
Teladoc Health
TDOC
$1.3B
$11K 0.01%
215
+100
+87% +$6.12K
VEA icon
370
Vanguard FTSE Developed Markets ETF
VEA
$236B
$11K 0.01%
309
+159
+106% +$6.29K
NBL
371
DELISTED
Noble Energy, Inc.
NBL
$11K 0.01%
600
– –
THOR
372
DELISTED
Synthorx, Inc. Common Stock
THOR
$11K 0.01%
+640
New +$9.28K
CRAY
373
DELISTED
Cray, Inc.
CRAY
$11K 0.01%
512
– –
AVGO icon
374
Broadcom
AVGO
$2.04T
$10K ﹤0.01%
380
– –
BKNG icon
375
Booking.com
BKNG
$161B
$10K ﹤0.01%
150
– –
13 14
15
16 17

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MCM
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Tradewinds Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.

  • Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
  • Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
  • Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
  • Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
  • Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
  • Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.