We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$261M
AUM Growth
+$22.2M
Cap. Flow
+$8.13M
Cap. Flow %
3.12%
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61

Top Buys

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$19.5M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$13.4M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$13.2M
4
MLPA icon
Global X MLP ETF
MLPA
+$12.4M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.07M

Top Sells

Rank Stock Value
1
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.6M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$12.7M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.97M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.41M

Sector Composition

Rank Sector Weight
1 Technology 19.68%
2 Industrials 5.45%
3 Consumer Discretionary 4.16%
4 Healthcare 2.77%
5 Financials 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFL icon
351
Aflac
AFL
$62.6B
$15K 0.01%
310
– –
AWK icon
352
American Water Works
AWK
$26.9B
$15K 0.01%
172
+1
+0.6% +$88
EQIX icon
353
Equinix
EQIX
$103B
$15K 0.01%
35
– –
FHLC icon
354
Fidelity MSCI Health Care Index ETF
FHLC
$3.36B
$15K 0.01%
+320
New +$14.3K
GS icon
355
Goldman Sachs
GS
$303B
$15K 0.01%
67
– –
GXC icon
356
State Street SPDR S&P China ETF
GXC
$482M
$15K 0.01%
154
-120,792
-100% -$12M
IP icon
357
International Paper
IP
$22B
$15K 0.01%
320
– –
KMB icon
358
Kimberly-Clark
KMB
$36.5B
$15K 0.01%
135
– –
LITE icon
359
Lumentum
LITE
$69.3B
$15K 0.01%
243
-17
-7% -$1.02K
SO icon
360
Southern Company
SO
$107B
$15K 0.01%
338
– –
XIFR
361
XPLR Infrastructure LP
XIFR
$1.08B
$15K 0.01%
300
– –
BGG
362
DELISTED
Briggs & Stratton Corp.
BGG
$15K 0.01%
800
– –
CCT
363
DELISTED
Corporate Capital Trust, Inc.
CCT
$15K 0.01%
1,000
– –
A icon
364
Agilent Technologies
A
$41.2B
$14K 0.01%
202
– –
AOS icon
365
A.O. Smith
AOS
$8.7B
$14K 0.01%
266
– –
GLDM icon
366
SPDR Gold MiniShares Trust
GLDM
$29.5B
$14K 0.01%
+600
New +$14.5K
IJH icon
367
iShares Core S&P Mid-Cap ETF
IJH
$127B
$14K 0.01%
355
– –
INCY icon
368
Incyte
INCY
$24.4B
$14K 0.01%
200
– –
MS icon
369
Morgan Stanley
MS
$340B
$14K 0.01%
304
– –
NOK icon
370
Nokia
NOK
$52.3B
$14K 0.01%
2,430
– –
NPO icon
371
Enpro
NPO
$7.05B
$14K 0.01%
188
– –
NTR icon
372
Nutrien
NTR
$30.7B
$14K 0.01%
237
– –
SLAB icon
373
Silicon Laboratories
SLAB
$7.23B
$14K 0.01%
156
– –
TTWO icon
374
Take-Two Interactive
TTWO
$46.1B
$14K 0.01%
100
– –
UHS icon
375
Universal Health Services
UHS
$10.5B
$14K 0.01%
106
– –
13 14
15
16 17

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Tradewinds Capital Management held 726 positions worth $261M, up 9.3% from $239M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Tradewinds Capital Management deployed $8.13M of net new capital in Q3 2018, opening 40 new positions and adding to 100 existing holdings. Its largest new stake was Global X MLP ETF: 212,625 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $13.6M trimmed.

  • Tradewinds Capital Management's largest Q3 2018 buy was Global X MLP ETF: 212,625 shares worth $12.2M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q3 2018, an estimated $19.5M increase.
  • Tradewinds Capital Management's biggest Q3 2018 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $13.6M.
  • Tradewinds Capital Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $368K.
  • Tradewinds Capital Management's ten largest holdings make up 63% of its $261M portfolio in Q3 2018.
  • Tradewinds Capital Management opened 40 new positions and closed 61 in Q3 2018.
  • Tradewinds Capital Management's portfolio value rose 9.3% quarter-over-quarter to $261M.

Based on Tradewinds Capital Management's 13F filing for Q3 2018, filed 31 Oct 2018.