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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGCO icon
351
AGCO
AGCO
$7.27B
$16K 0.01%
220
– –
AOS icon
352
A.O. Smith
AOS
$8.59B
$16K 0.01%
266
– –
ATO icon
353
Atmos Energy
ATO
$28.7B
$16K 0.01%
185
– –
BAK icon
354
Braskem
BAK
$901M
$16K 0.01%
600
+100
+20% +$2.86K
JEF icon
355
Jefferies Financial Group
JEF
$13B
$16K 0.01%
673
– –
KMB icon
356
Kimberly-Clark
KMB
$37.3B
$16K 0.01%
135
– –
LGND icon
357
Ligand Pharmaceuticals
LGND
$6.06B
$16K 0.01%
191
– –
MS icon
358
Morgan Stanley
MS
$343B
$16K 0.01%
304
+194
+176% +$9.81K
VWO icon
359
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$16K 0.01%
359
– –
ZG icon
360
Zillow
ZG
$8.44B
$16K 0.01%
400
– –
JPS
361
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$16K 0.01%
1,566
+1,250
+396% +$12.9K
AXU
362
DELISTED
Alexco Resource Corp
AXU
$16K 0.01%
10,000
– –
CCT
363
DELISTED
Corporate Capital Trust, Inc.
CCT
$16K 0.01%
+1,000
New +$17.5K
FCX icon
364
Freeport-McMoran
FCX
$99.8B
$15K 0.01%
769
– –
IVV icon
365
iShares Core S&P 500 ETF
IVV
$898B
$15K 0.01%
57
– –
KMI icon
366
Kinder Morgan
KMI
$69.3B
$15K 0.01%
833
+2
+0.2% +$36
LULU icon
367
lululemon athletica
LULU
$14B
$15K 0.01%
192
– –
OMCL icon
368
Omnicell
OMCL
$1.69B
$15K 0.01%
307
– –
POOL icon
369
Pool Corp
POOL
$7.51B
$15K 0.01%
118
– –
WPM icon
370
Wheaton Precious Metals
WPM
$55.8B
$15K 0.01%
680
– –
AKRX
371
DELISTED
Akorn Inc
AKRX
$15K 0.01%
452
– –
AET
372
DELISTED
Aetna Inc
AET
$15K 0.01%
82
– –
AFL icon
373
Aflac
AFL
$63.9B
$14K 0.01%
310
– –
BDX icon
374
Becton Dickinson
BDX
$47B
$14K 0.01%
66
– –
EMR icon
375
Emerson Electric
EMR
$91B
$14K 0.01%
207
-111
-35% -$7.19K
13 14
15
16 17

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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.