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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKRX
351
DELISTED
Akorn Inc
AKRX
$15K 0.01%
452
– –
IVV icon
352
iShares Core S&P 500 ETF
IVV
$901B
$14K 0.01%
57
– –
RDFN
353
DELISTED
Redfin
RDFN
$14K 0.01%
+555
New +$14.3K
ROIC
354
DELISTED
Retail Opportunity Investments Corp.
ROIC
$14K 0.01%
715
– –
SHPG
355
DELISTED
Shire pic
SHPG
$14K 0.01%
91
-24
-21% -$3.76K
AFL icon
356
Aflac
AFL
$63.9B
$13K 0.01%
310
– –
BAK icon
357
Braskem
BAK
$889M
$13K 0.01%
500
– –
BDX icon
358
Becton Dickinson
BDX
$48.7B
$13K 0.01%
66
– –
ECL icon
359
Ecolab
ECL
$80.1B
$13K 0.01%
100
– –
ETN icon
360
Eaton
ETN
$177B
$13K 0.01%
165
– –
LITE icon
361
Lumentum
LITE
$67.4B
$13K 0.01%
243
– –
MMS icon
362
Maximus
MMS
$3.03B
$13K 0.01%
196
– –
NWN icon
363
Northwest Natural Holdings
NWN
$2.11B
$13K 0.01%
200
– –
OLLI icon
364
Ollie's Bargain Outlet
OLLI
$4.75B
$13K 0.01%
272
– –
POOL icon
365
Pool Corp
POOL
$7.43B
$13K 0.01%
118
– –
WPM icon
366
Wheaton Precious Metals
WPM
$56.3B
$13K 0.01%
680
– –
BPL
367
DELISTED
Buckeye Partners, L.P.
BPL
$13K 0.01%
232
– –
AET
368
DELISTED
Aetna Inc
AET
$13K 0.01%
82
– –
ENZL icon
369
iShares MSCI New Zealand ETF
ENZL
$83.8M
$12K 0.01%
250
– –
HSBC icon
370
HSBC
HSBC
$354B
$12K 0.01%
276
– –
INFY icon
371
Infosys
INFY
$49B
$12K 0.01%
1,600
– –
LULU icon
372
lululemon athletica
LULU
$14.3B
$12K 0.01%
192
– –
SIRI icon
373
SiriusXM
SIRI
$10.2B
$12K 0.01%
225
-60
-21% -$3.32K
SLAB icon
374
Silicon Laboratories
SLAB
$7.23B
$12K 0.01%
156
– –
UHS icon
375
Universal Health Services
UHS
$10.4B
$12K 0.01%
106
– –
13 14
15
16 17

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AMCA
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PDL
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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.