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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$152M
AUM Growth
+$9.04M
Cap. Flow
+$6.47M
Cap. Flow %
4.27%
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$13.2M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.66M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.34M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.2M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$429K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$12.1M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.23M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.19M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.15M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 22.06%
2 Industrials 6.93%
3 Consumer Discretionary 4.93%
4 Healthcare 4.08%
5 Financials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWO icon
351
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$13K 0.01%
359
– –
WPM icon
352
Wheaton Precious Metals
WPM
$60.9B
$13K 0.01%
680
– –
HEP
353
DELISTED
Holly Energy Partners, L.P.
HEP
– –
-400
Closed -$13K
CRAY
354
DELISTED
Cray, Inc.
CRAY
$13K 0.01%
640
– –
CLX icon
355
Clorox
CLX
$12.7B
$12K 0.01%
100
-95
-49% -$11.2K
CTAS icon
356
Cintas
CTAS
$81.3B
$12K 0.01%
424
+4
+1% +$112
IJH icon
357
iShares Core S&P Mid-Cap ETF
IJH
$127B
$12K 0.01%
355
-650
-65% -$20.6K
LULU icon
358
lululemon athletica
LULU
$14.6B
$12K 0.01%
192
– –
NWN icon
359
Northwest Natural Holdings
NWN
$2.12B
$12K 0.01%
+200
New +$11.6K
SEE
360
DELISTED
Sealed Air
SEE
$12K 0.01%
270
– –
SIRI icon
361
SiriusXM
SIRI
$10.1B
$12K 0.01%
265
– –
STM icon
362
STMicroelectronics
STM
$50B
$12K 0.01%
+1,065
New +$10.1K
APU
363
DELISTED
AmeriGas Partners, L.P.
APU
$12K 0.01%
+250
New +$11.5K
POT
364
DELISTED
Potash Corp Of Saskatchewan
POT
$12K 0.01%
644
-770
-54% -$13.3K
UN
365
DELISTED
Unilever NV New York Registry Shares
UN
$12K 0.01%
291
– –
AMT icon
366
American Tower
AMT
$80.4B
$11K 0.01%
+100
New +$10.9K
ASIX icon
367
AdvanSix
ASIX
$444M
$11K 0.01%
+518
New +$9.31K
BDX icon
368
Becton Dickinson
BDX
$48.2B
$11K 0.01%
66
-9
-12% -$1.49K
CAT icon
369
Caterpillar
CAT
$387B
$11K 0.01%
124
+1
+0.8% +$91
DVY icon
370
iShares Select Dividend ETF
DVY
$23.6B
$11K 0.01%
120
– –
GDXJ icon
371
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$11K 0.01%
334
+283
+555% +$10.3K
UHS icon
372
Universal Health Services
UHS
$10.5B
$11K 0.01%
106
– –
BBSI icon
373
Barrett Business Services
BBSI
$804M
$10K 0.01%
620
+4
+0.6% +$54
ENZL icon
374
iShares MSCI New Zealand ETF
ENZL
$82.9M
$10K 0.01%
250
– –
HES
375
DELISTED
Hess
HES
$10K 0.01%
159
– –
13 14
15
16 17

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Tradewinds Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.

  • Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
  • Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
  • Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
  • Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.

Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.