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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+8.48%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$10.5M
Cap. Flow
+$497K
Cap. Flow %
0.36%
Top 10 Hldgs %
44.58%
Holding
731
New
48
Increased
112
Reduced
88
Closed
48

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.28M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$330K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$149K
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$132K

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$7.86M
2
MSFT icon
Microsoft
MSFT
+$1.53M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$320K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$308K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$297K

Sector Composition

Rank Sector Weight
1 Technology 25.22%
2 Industrials 6.97%
3 Consumer Discretionary 5.15%
4 Healthcare 5.13%
5 Financials 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UHS icon
351
Universal Health Services
UHS
$10.5B
$13K 0.01%
106
– –
UN
352
DELISTED
Unilever NV New York Registry Shares
UN
$13K 0.01%
291
– –
CMI icon
353
Cummins
CMI
$88.7B
$12K 0.01%
136
-35
-20% -$3.5K
DBC icon
354
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$12K 0.01%
891
– –
FNV icon
355
Franco-Nevada
FNV
$46B
$12K 0.01%
266
– –
GS icon
356
Goldman Sachs
GS
$303B
$12K 0.01%
65
– –
HFWA icon
357
Heritage Financial
HFWA
$1.21B
$12K 0.01%
663
-115
-15% -$2.17K
IVV icon
358
iShares Core S&P 500 ETF
IVV
$902B
$12K 0.01%
57
– –
RY icon
359
Royal Bank of Canada
RY
$293B
$12K 0.01%
215
– –
SU icon
360
Suncor Energy
SU
$70.3B
$12K 0.01%
450
-35
-7% -$966
HEP
361
DELISTED
Holly Energy Partners, L.P.
HEP
– –
0
– –
BBBY
362
DELISTED
Bed Bath & Beyond Inc
BBBY
$12K 0.01%
254
– –
ARG
363
DELISTED
Airgas Inc
ARG
$12K 0.01%
86
– –
NMO
364
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$12K 0.01%
900
– –
BR icon
365
Broadridge
BR
$19B
$11K 0.01%
200
– –
CSX icon
366
CSX Corp
CSX
$93.1B
$11K 0.01%
1,233
+6
+0.5% +$54
EQT icon
367
EQT Corp
EQT
$32.3B
$11K 0.01%
399
– –
IONS icon
368
Ionis Pharmaceuticals
IONS
$9.4B
$11K 0.01%
170
– –
IP icon
369
International Paper
IP
$22B
$11K 0.01%
320
– –
LNG icon
370
Cheniere Energy
LNG
$52.9B
$11K 0.01%
+300
New +$13.7K
SIRI icon
371
SiriusXM
SIRI
$10.1B
$11K 0.01%
265
– –
STT icon
372
State Street
STT
$50.7B
$11K 0.01%
167
– –
WPM icon
373
Wheaton Precious Metals
WPM
$60.9B
$11K 0.01%
880
– –
TFCFA
374
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$11K 0.01%
408
– –
AGCO icon
375
AGCO
AGCO
$7.2B
$10K 0.01%
220
– –
13 14
15
16 17

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Tradewinds Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Tradewinds Capital Management held 731 positions worth $138M, up 8.2% from $128M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2015 filing shows 48 new, 112 increased, 88 reduced and 48 closed positions. Its largest new stake was Alphabet (Google) Class A: 8,920 shares worth $347K. The largest sale was Schwab International Equity ETF, an estimated $7.86M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2015 buy was Alphabet (Google) Class A: 8,920 shares worth $347K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q4 2015, an estimated $8.28M increase.
  • Tradewinds Capital Management's biggest Q4 2015 reduction was Schwab International Equity ETF, cutting an estimated $7.86M.
  • Tradewinds Capital Management fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $74K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2015.
  • Tradewinds Capital Management opened 48 new positions and closed 48 in Q4 2015.
  • Tradewinds Capital Management's portfolio value rose 8.2% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2015, filed 27 Jan 2016.