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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$128M
AUM Growth
-$14.6M
Cap. Flow
-$8.44M
Cap. Flow %
-6.6%
Top 10 Hldgs %
42.68%
Holding
761
New
63
Increased
110
Reduced
115
Closed
83

Top Buys

Rank Stock Value
1
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$789K
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$341K
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$264K
4
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$198K
5
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
+$184K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$5.9M
2
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.8M
3
MSFT icon
Microsoft
MSFT
+$1.09M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$701K
5
SCHF icon
Schwab International Equity ETF
SCHF
+$341K

Sector Composition

Rank Sector Weight
1 Technology 24.52%
2 Industrials 7.45%
3 Consumer Discretionary 5.22%
4 Healthcare 5.14%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UN
351
DELISTED
Unilever NV New York Registry Shares
UN
$12K 0.01%
291
– –
NMO
352
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$12K 0.01%
900
– –
BR icon
353
Broadridge
BR
$19B
$11K 0.01%
200
– –
CSX icon
354
CSX Corp
CSX
$93.1B
$11K 0.01%
1,227
+6
+0.5% +$59
GS icon
355
Goldman Sachs
GS
$303B
$11K 0.01%
65
-156
-71% -$30.6K
IP icon
356
International Paper
IP
$22B
$11K 0.01%
320
– –
IVV icon
357
iShares Core S&P 500 ETF
IVV
$902B
$11K 0.01%
57
– –
LULU icon
358
lululemon athletica
LULU
$14.6B
$11K 0.01%
215
-25
-10% -$1.52K
NVDA icon
359
NVIDIA
NVDA
$5.42T
$11K 0.01%
18,240
+2,040
+13% +$1.1K
RTX icon
360
RTX Corp
RTX
$301B
$11K 0.01%
194
-314
-62% -$19.3K
STT icon
361
State Street
STT
$50.7B
$11K 0.01%
167
-218
-57% -$16.2K
TXT icon
362
Textron
TXT
$15.4B
$11K 0.01%
300
– –
WPM icon
363
Wheaton Precious Metals
WPM
$60.9B
$11K 0.01%
880
– –
TFCFA
364
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$11K 0.01%
408
– –
GCH
365
DELISTED
Aberdeen Greater China Fund
GCH
$11K 0.01%
1,311
– –
AGCO icon
366
AGCO
AGCO
$7.2B
$10K 0.01%
220
– –
C icon
367
Citigroup
C
$226B
$10K 0.01%
196
– –
EFG icon
368
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$10K 0.01%
150
-1,093
-88% -$74.5K
EQNR icon
369
Equinor
EQNR
$92.4B
$10K 0.01%
670
– –
LMT icon
370
Lockheed Martin
LMT
$136B
$10K 0.01%
46
– –
SCHW
371
Charles Schwab
SCHW
$187B
$10K 0.01%
335
+1
+0.3% +$32
SCHX icon
372
Schwab US Large- Cap ETF
SCHX
$74.5B
$10K 0.01%
1,344
-354
-21% -$2.86K
SIRI icon
373
SiriusXM
SIRI
$10.1B
$10K 0.01%
265
– –
SPR
374
DELISTED
Spirit AeroSystems
SPR
$10K 0.01%
200
– –
UNG icon
375
United States Natural Gas Fund
UNG
$455M
$10K 0.01%
51
– –
13 14
15
16 17

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MCM
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Tradewinds Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Tradewinds Capital Management held 761 positions worth $128M, down 10% from $143M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Tradewinds Capital Management withdrew a net $8.44M in Q3 2015, closing 83 positions and reducing 115 holdings. Its most notable exit was iShares S&P Mid-Cap 400 Value ETF, an estimated $65K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in PayPal worth $113K.

  • Tradewinds Capital Management's largest Q3 2015 buy was PayPal: 3,630 shares worth $113K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q3 2015, an estimated $789K increase.
  • Tradewinds Capital Management's biggest Q3 2015 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $5.9M.
  • Tradewinds Capital Management fully exited iShares S&P Mid-Cap 400 Value ETF in Q3 2015, selling an estimated $65K.
  • Tradewinds Capital Management's ten largest holdings make up 43% of its $128M portfolio in Q3 2015.
  • Tradewinds Capital Management opened 63 new positions and closed 83 in Q3 2015.
  • Tradewinds Capital Management's portfolio value fell 10% quarter-over-quarter to $128M.

Based on Tradewinds Capital Management's 13F filing for Q3 2015, filed 2 Nov 2015.