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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCH
351
DELISTED
Aberdeen Greater China Fund
GCH
$13K 0.01%
1,311
– –
GMCR
352
DELISTED
KEURIG GREEN MTN INC
GMCR
$13K 0.01%
99
– –
AMP icon
353
Ameriprise Financial
AMP
$48.8B
$12K 0.01%
87
– –
AXON
354
Axon Enterprise
AXON
$46.4B
$12K 0.01%
+450
New +$8.88K
C icon
355
Citigroup
C
$226B
$12K 0.01%
216
+7
+3% +$372
DVN icon
356
Devon Energy
DVN
$47.3B
$12K 0.01%
200
– –
GSK icon
357
GSK
GSK
$106B
$12K 0.01%
232
-161
-41% -$9.01K
IVV icon
358
iShares Core S&P 500 ETF
IVV
$902B
$12K 0.01%
57
– –
MDU icon
359
MDU Resources
MDU
$4.32B
$12K 0.01%
1,315
– –
NPO icon
360
Enpro
NPO
$7.05B
$12K 0.01%
188
– –
UHS icon
361
Universal Health Services
UHS
$10.5B
$12K 0.01%
106
– –
VLO icon
362
Valero Energy
VLO
$85.9B
$12K 0.01%
234
-117
-33% -$5.67K
ZUMZ icon
363
Zumiez
ZUMZ
$339M
$12K 0.01%
300
-200
-40% -$6.83K
FRGI
364
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$12K 0.01%
200
– –
CYB
365
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
$12K 0.01%
487
-199
-29% -$5.05K
NMO
366
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$12K 0.01%
900
– –
AGIO icon
367
Agios Pharmaceuticals
AGIO
$1.93B
$11K 0.01%
+100
New +$8.93K
DD icon
368
DuPont de Nemours
DD
$19.2B
$11K 0.01%
92
+39
+74% +$4.75K
FAX
369
abrdn Asia-Pacific Income Fund
FAX
$600M
$11K 0.01%
333
– –
B
370
Barrick Mining
B
$73.2B
$11K 0.01%
1,056
-800
-43% -$9.86K
IJR icon
371
iShares Core S&P Small-Cap ETF
IJR
$112B
$11K 0.01%
200
– –
LNG icon
372
Cheniere Energy
LNG
$52.9B
$11K 0.01%
150
-75
-33% -$5.29K
MNST icon
373
Monster Beverage
MNST
$88.5B
$11K 0.01%
600
– –
NKE icon
374
Nike
NKE
$61.9B
$11K 0.01%
224
– –
XLP icon
375
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$11K 0.01%
235
– –
13 14
15
16 17

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.