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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GD icon
351
General Dynamics
GD
$105B
$13K 0.01%
110
– –
IRM icon
352
Iron Mountain
IRM
$36.3B
$13K 0.01%
394
– –
KMI icon
353
Kinder Morgan
KMI
$69.7B
$13K 0.01%
350
– –
MHF
354
Western Asset Municipal High Income Fund
MHF
$154M
$13K 0.01%
1,772
– –
OSUR icon
355
OraSure Technologies
OSUR
$275M
$13K 0.01%
1,500
-100
-6% -$701
VYM icon
356
Vanguard High Dividend Yield ETF
VYM
$82.3B
$13K 0.01%
193
– –
UN
357
DELISTED
Unilever NV New York Registry Shares
UN
$13K 0.01%
291
– –
AGCO icon
358
AGCO
AGCO
$7.12B
$12K 0.01%
220
– –
CNQ icon
359
Canadian Natural Resources
CNQ
$94.8B
$12K 0.01%
527
– –
NBR icon
360
Nabors Industries
NBR
$1.23B
$12K 0.01%
8
– –
GMCR
361
DELISTED
KEURIG GREEN MTN INC
GMCR
$12K 0.01%
98
– –
NMO
362
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$12K 0.01%
900
-1,835
-67% -$24.2K
ALK icon
363
Alaska Air
ALK
$5.66B
$11K 0.01%
240
– –
BDX icon
364
Becton Dickinson
BDX
$48.8B
$11K 0.01%
95
-11
-10% -$1.25K
EP.PRC icon
365
El Paso Energy Capital Trust I
EP.PRC
$223M
$11K 0.01%
200
– –
IJR icon
366
iShares Core S&P Small-Cap ETF
IJR
$111B
$11K 0.01%
200
– –
IVV icon
367
iShares Core S&P 500 ETF
IVV
$897B
$11K 0.01%
57
– –
OII icon
368
Oceaneering
OII
$4.9B
$11K 0.01%
145
– –
OSK icon
369
Oshkosh
OSK
$9.47B
$11K 0.01%
200
– –
SE
370
DELISTED
Spectra Energy Corp Wi
SE
$11K 0.01%
269
-385
-59% -$15.4K
AMP icon
371
Ameriprise Financial
AMP
$49.5B
$10K 0.01%
87
– –
C icon
372
Citigroup
C
$224B
$10K 0.01%
209
-62
-23% -$2.95K
DIA icon
373
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.3B
$10K 0.01%
60
– –
IJH icon
374
iShares Core S&P Mid-Cap ETF
IJH
$125B
$10K 0.01%
355
– –
MCHP icon
375
Microchip Technology
MCHP
$40.4B
$10K 0.01%
400
– –
13 14
15
16 17

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Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.