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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAJ
351
DELISTED
Canon, Inc.
CAJ
$14K 0.01%
436
-150
-26% -$4.55K
KSU
352
DELISTED
Kansas City Southern
KSU
$14K 0.01%
140
-100
-42% -$10.3K
XONE
353
DELISTED
The ExOne Company
XONE
$14K 0.01%
400
– –
AET
354
DELISTED
Aetna Inc
AET
$14K 0.01%
182
+100
+122% +$7.08K
TRW
355
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$14K 0.01%
+177
New +$13.7K
C icon
356
Citigroup
C
$226B
$13K 0.01%
271
– –
DVN icon
357
Devon Energy
DVN
$47.3B
$13K 0.01%
200
– –
OSUR icon
358
OraSure Technologies
OSUR
$279M
$13K 0.01%
1,600
+100
+7% +$699
WY icon
359
Weyerhaeuser
WY
$18.4B
$13K 0.01%
447
– –
XLP icon
360
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$13K 0.01%
293
+58
+25% +$2.44K
TFCFA
361
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$13K 0.01%
408
– –
GCH
362
DELISTED
Aberdeen Greater China Fund
GCH
$13K 0.01%
1,311
+95
+8% +$902
AGCO icon
363
AGCO
AGCO
$7.2B
$12K 0.01%
220
– –
AGQ icon
364
ProShares Ultra Silver
AGQ
$1.36B
$12K 0.01%
182
+74
+69% +$5.11K
BDX icon
365
Becton Dickinson
BDX
$48.2B
$12K 0.01%
106
– –
FAX
366
abrdn Asia-Pacific Income Fund
FAX
$600M
$12K 0.01%
333
– –
GD icon
367
General Dynamics
GD
$106B
$12K 0.01%
110
– –
MHF
368
Western Asset Municipal High Income Fund
MHF
$153M
$12K 0.01%
1,772
– –
OSK icon
369
Oshkosh
OSK
$9.59B
$12K 0.01%
200
– –
UHS icon
370
Universal Health Services
UHS
$10.5B
$12K 0.01%
141
– –
VYM icon
371
Vanguard High Dividend Yield ETF
VYM
$82.8B
$12K 0.01%
+193
New +$11.9K
ZUMZ icon
372
Zumiez
ZUMZ
$339M
$12K 0.01%
500
– –
UN
373
DELISTED
Unilever NV New York Registry Shares
UN
$12K 0.01%
291
– –
ALK icon
374
Alaska Air
ALK
$5.58B
$11K 0.01%
240
– –
DD icon
375
DuPont de Nemours
DD
$19.2B
$11K 0.01%
92
-3
-3% -$354
13 14
15
16 17

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Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.