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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.43%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$123M
AUM Growth
–
Cap. Flow
+$119M
Cap. Flow %
97.16%
Top 10 Hldgs %
44.79%
Holding
611
New
609
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$23.6M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$8.67M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.51M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$3.17M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$2.78M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 27.7%
2 Industrials 7.98%
3 Healthcare 5.49%
4 Consumer Discretionary 4.39%
5 Consumer Staples 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAX
351
abrdn Asia-Pacific Income Fund
FAX
$600M
$12K 0.01%
+333
New +$12.2K
MHF
352
Western Asset Municipal High Income Fund
MHF
$153M
$12K 0.01%
+1,772
New +$11.9K
RGR icon
353
Sturm, Ruger & Co
RGR
$593M
$12K 0.01%
+160
New +$11.3K
GCH
354
DELISTED
Aberdeen Greater China Fund
GCH
$12K 0.01%
+1,216
New +$13.8K
OUTR
355
DELISTED
OUTERWALL INC
OUTR
$12K 0.01%
+181
New +$11.8K
UN
356
DELISTED
Unilever NV New York Registry Shares
UN
$12K 0.01%
+291
New +$11.3K
BDX icon
357
Becton Dickinson
BDX
$48.2B
$11K 0.01%
+106
New +$11K
DD icon
358
DuPont de Nemours
DD
$19.2B
$11K 0.01%
+95
New +$9.74K
EP.PRC icon
359
El Paso Energy Capital Trust I
EP.PRC
$223M
$11K 0.01%
+200
New +$11.1K
GD icon
360
General Dynamics
GD
$106B
$11K 0.01%
+110
New +$9.82K
GILD icon
361
Gilead Sciences
GILD
$165B
$11K 0.01%
+145
New +$10.1K
IJR icon
362
iShares Core S&P Small-Cap ETF
IJR
$112B
$11K 0.01%
+200
New +$10.5K
IRM icon
363
Iron Mountain
IRM
$36.1B
$11K 0.01%
+394
New +$10.1K
IVV icon
364
iShares Core S&P 500 ETF
IVV
$902B
$11K 0.01%
+57
New +$10.1K
LNG icon
365
Cheniere Energy
LNG
$52.9B
$11K 0.01%
+250
New +$9.96K
NPO icon
366
Enpro
NPO
$7.05B
$11K 0.01%
+188
New +$10.8K
OII icon
367
Oceaneering
OII
$4.77B
$11K 0.01%
+145
New +$11.8K
UHS icon
368
Universal Health Services
UHS
$10.5B
$11K 0.01%
+141
New +$11.3K
ALU
369
DELISTED
Alcatel-Lucent
ALU
$11K 0.01%
+2,393
New +$9.4K
AMP icon
370
Ameriprise Financial
AMP
$48.8B
$10K 0.01%
+87
New +$8.98K
BANR icon
371
Banner Corp
BANR
$2.4B
$10K 0.01%
+228
New +$9.21K
DIA icon
372
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$10K 0.01%
+60
New +$9.43K
IJH icon
373
iShares Core S&P Mid-Cap ETF
IJH
$127B
$10K 0.01%
+355
New +$9.16K
NBR icon
374
Nabors Industries
NBR
$1.21B
$10K 0.01%
+12
New +$10.2K
OSK icon
375
Oshkosh
OSK
$9.59B
$10K 0.01%
+200
New +$9.97K
13 14
15
16 17

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Tradewinds Capital Management's Q4 2013 Portfolio in Review

Q4 2013 is the first quarter with a 13F filing on record for Tradewinds Capital Management, which disclosed 611 positions worth $123M. Its ten largest holdings account for 45% of the portfolio.

Its largest position is Microsoft: 648,626 shares worth $24.3M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2013 buy was Microsoft: 648,626 shares worth $24.3M.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $123M portfolio in Q4 2013.
  • Tradewinds Capital Management disclosed 611 positions in Q4 2013, its first 13F filing on record.

Based on Tradewinds Capital Management's 13F filing for Q4 2013, filed 10 Sep 2014.