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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
-3.58%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$292M
AUM Growth
-$29M
(-9%)
Cap. Flow
-$17.3M
Cap. Flow
% of AUM
-5.92%
Top 10 Holdings %
Top 10 Hldgs %
80.32%
Holding
531
New
49
Increased
77
Reduced
41
Closed
24
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Convertible Bond ETF
ICVT
|
+$46.9M |
| 2 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$29.2M |
| 3 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$28.1M |
| 4 |
Schwab International Equity ETF
SCHF
|
+$27.9M |
| 5 |
iShares MSCI Germany ETF
EWG
|
+$27.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI Mexico ETF
EWW
|
+$28.5M |
| 2 |
iShares MSCI Spain ETF
EWP
|
+$27.9M |
| 3 |
Schwab International Small-Cap Equity ETF
SCHC
|
+$27.9M |
| 4 |
Schwab Emerging Markets Equity ETF
SCHE
|
+$27.4M |
| 5 |
iShares Core MSCI Europe ETF
IEUR
|
+$26.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.61% |
| 2 | Industrials | 1.6% |
| 3 | Consumer Discretionary | 0.99% |
| 4 | Financials | 0.79% |
| 5 | Healthcare | 0.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
Essential Utilities
WTRG
$11.3B
| $2.49K | ﹤0.01% |
72
| – | – |
|
327
Zoom
ZM
$31.4B
| $2.45K | ﹤0.01% |
35
| – | – |
|
328
Mastercard
MA
$491B
| $2.38K | ﹤0.01% |
+6
| New | +$2.41K |
|
329
Fortive
FTV
$18.6B
| $2.37K | ﹤0.01% |
42
| – | – |
|
330
Commault Systems
CVLT
$5.78B
| $2.37K | ﹤0.01% |
35
| – | – |
|
331
Realty Income
O
$58.4B
| $2.35K | ﹤0.01% |
47
| – | – |
|
332
ONE Gas
OGS
$4.94B
| $2.32K | ﹤0.01% |
34
| – | – |
|
333
WIX.com
WIX
$2.59B
| $2.29K | ﹤0.01% |
25
| – | – |
|
|
SII
334
Sprott
SII
$3.04B
| $2.29K | ﹤0.01% |
75
| – | – |
|
335
Uranium Energy
UEC
$5.61B
| $2.27K | ﹤0.01% |
440
| – | – |
|
336
State Street SPDR S&P China ETF
GXC
$486M
| $2.22K | ﹤0.01% |
31
-199,034
| -100% | -$14.8M |
|
337
Roku
ROKU
$22.6B
| $2.12K | ﹤0.01% |
30
| – | – |
|
338
Kodak
KODK
$970M
| $2.1K | ﹤0.01% |
500
| – | – |
|
339
Fiverr
FVRR
$322M
| $2.08K | ﹤0.01% |
85
+40
| +89% | +$1.13K |
|
340
Twist Bioscience
TWST
$7.83B
| $2.03K | ﹤0.01% |
100
| – | – |
|
341
Energy Fuels
UUUU
$3.54B
| $2.02K | ﹤0.01% |
230
| – | – |
|
342
Toronto Dominion Bank
TD
$201B
| $1.99K | ﹤0.01% |
33
| – | – |
|
343
Empire State Realty Trust
ESRT
$807M
| $1.97K | ﹤0.01% |
245
+1
| +0.4% | +$8 |
|
344
Fastly Inc
FSLY
$4.43B
| $1.92K | ﹤0.01% |
100
| – | – |
|
345
MP Materials
MP
$9.71B
| $1.91K | ﹤0.01% |
+100
| New | +$2.22K |
|
346
Cloudflare
NET
$110B
| $1.89K | ﹤0.01% |
30
| – | – |
|
|
RWT
347
Redwood Trust
RWT
$572M
| $1.82K | ﹤0.01% |
255
| – | – |
|
348
Toyota
TM
$223B
| $1.8K | ﹤0.01% |
10
| – | – |
|
349
Vanguard Total World Stock ETF
VT
$81.2B
| $1.79K | ﹤0.01% |
19
+4
| +27% | +$388 |
|
|
NEWP
350
New Pacific Metals
NEWP
$1.16B
| $1.77K | ﹤0.01% |
1,000
| – | – |
|
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Tradewinds Capital Management's Q3 2023 Portfolio in Review
As of Q3 2023, Tradewinds Capital Management held 531 positions worth $292M, down 9% from $321M the previous quarter. Its ten largest holdings account for 80% of the portfolio.
Tradewinds Capital Management withdrew a net $17.3M in Q3 2023, closing 24 positions and reducing 41 holdings. Its most notable exit was iShares MSCI Australia ETF, an estimated $677K position sold in full.
By sector, the portfolio is most concentrated in Technology at 3.6% of assets, up from 3.5% a quarter earlier, followed by Industrials and Consumer Discretionary.
Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR Portfolio S&P 500 Growth ETF worth $28.2M.
- Tradewinds Capital Management's largest Q3 2023 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 476,010 shares worth $28.2M.
- Tradewinds Capital Management added most to iShares Convertible Bond ETF in Q3 2023, an estimated $46.9M increase.
- Tradewinds Capital Management's biggest Q3 2023 reduction was iShares MSCI Mexico ETF, cutting an estimated $28.5M.
- Tradewinds Capital Management fully exited iShares MSCI Australia ETF in Q3 2023, selling an estimated $677K.
- Tradewinds Capital Management's ten largest holdings make up 80% of its $292M portfolio in Q3 2023.
- Tradewinds Capital Management opened 49 new positions and closed 24 in Q3 2023.
- Tradewinds Capital Management's portfolio value fell 9% quarter-over-quarter to $292M.
Based on Tradewinds Capital Management's 13F filing for Q3 2023, filed 30 Oct 2023.