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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.82%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$318M
AUM Growth
+$103M
Cap. Flow
+$94M
Cap. Flow %
29.53%
Top 10 Hldgs %
82.04%
Holding
579
New
55
Increased
78
Reduced
100
Closed
85

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$34.5M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$29.2M
3
EWG icon
iShares MSCI Germany ETF
EWG
+$28.8M
4
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$28.6M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$28M

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$45.9M
2
EWW icon
iShares MSCI Mexico ETF
EWW
+$30.2M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$27.9M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$27.8M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.5M

Sector Composition

Rank Sector Weight
1 Technology 2.85%
2 Industrials 1.59%
3 Consumer Discretionary 0.87%
4 Financials 0.82%
5 Consumer Staples 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLL
326
DELISTED
Piedmont Lithium
PLL
$2.4K ﹤0.01%
40
– –
BOC icon
327
Boston Omaha
BOC
$429M
$2.37K ﹤0.01%
100
– –
WRB icon
328
W.R. Berkley
WRB
$26.3B
$2.35K ﹤0.01%
57
– –
DIA icon
329
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$2.33K ﹤0.01%
7
-13
-65% -$4.32K
UUUU icon
330
Energy Fuels
UUUU
$3.57B
$2.32K ﹤0.01%
415
– –
FTV icon
331
Fortive
FTV
$18.6B
$2.18K ﹤0.01%
42
– –
PLUG icon
332
Plug Power
PLUG
$2.94B
$2.11K ﹤0.01%
180
– –
NVCR icon
333
NovoCure
NVCR
$2.02B
$2.1K ﹤0.01%
35
– –
KODK icon
334
Kodak
KODK
$978M
$2.05K ﹤0.01%
500
– –
CCL icon
335
Carnival Corporation Ltd
CCL
$38B
$2.03K ﹤0.01%
200
– –
CVLT icon
336
Commault Systems
CVLT
$5.78B
$1.99K ﹤0.01%
35
– –
PLTR icon
337
Palantir
PLTR
$421B
$1.99K ﹤0.01%
235
-210
-47% -$1.64K
TD icon
338
Toronto Dominion Bank
TD
$200B
$1.98K ﹤0.01%
33
– –
ROKU icon
339
Roku
ROKU
$22.5B
$1.98K ﹤0.01%
30
– –
PLD icon
340
Prologis
PLD
$132B
$1.87K ﹤0.01%
15
– –
NET icon
341
Cloudflare
NET
$111B
$1.85K ﹤0.01%
30
– –
UA icon
342
Under Armour Class C
UA
$2.42B
$1.81K ﹤0.01%
212
– –
FSLY icon
343
Fastly Inc
FSLY
$4.42B
$1.78K ﹤0.01%
100
– –
RIVN icon
344
Rivian
RIVN
$23.7B
$1.73K ﹤0.01%
112
-20
-15% -$338
RWT
345
Redwood Trust
RWT
$574M
$1.72K ﹤0.01%
255
+2
+0.8% +$15
PINS icon
346
Pinterest
PINS
$13.8B
$1.64K ﹤0.01%
60
– –
REE
347
DELISTED
REE Automotive
REE
$1.63K ﹤0.01%
167
– –
CPNG icon
348
Coupang
CPNG
$29.1B
$1.6K ﹤0.01%
100
– –
ESRT icon
349
Empire State Realty Trust
ESRT
$802M
$1.57K ﹤0.01%
242
+1
+0.4% +$7
FVRR icon
350
Fiverr
FVRR
$327M
$1.57K ﹤0.01%
45
– –
12 13
14
15 16

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AAS
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MCM
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Tradewinds Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Tradewinds Capital Management held 579 positions worth $318M, up 48% from $215M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Tradewinds Capital Management deployed $94M of net new capital in Q1 2023, opening 55 new positions and adding to 78 existing holdings. Its largest new stake was iShares Convertible Bond ETF: 476,796 shares worth $34.6M.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, down from 3.3% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $45.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2023 buy was iShares Convertible Bond ETF: 476,796 shares worth $34.6M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Long Term Treasury ETF in Q1 2023, an estimated $29.2M increase.
  • Tradewinds Capital Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $45.9M.
  • Tradewinds Capital Management fully exited Franklin FTSE Mexico ETF in Q1 2023, selling an estimated $85.9K.
  • Tradewinds Capital Management's ten largest holdings make up 82% of its $318M portfolio in Q1 2023.
  • Tradewinds Capital Management opened 55 new positions and closed 85 in Q1 2023.
  • Tradewinds Capital Management's portfolio value rose 48% quarter-over-quarter to $318M.

Based on Tradewinds Capital Management's 13F filing for Q1 2023, filed 10 Apr 2023.