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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIP icon
326
iShares TIPS Bond ETF
TIP
$14.7B
$29K ﹤0.01%
228
– –
WELL icon
327
Welltower
WELL
$171B
$29K ﹤0.01%
340
+2
+0.6% +$167
DJT icon
328
Trump Media & Technology Group
DJT
$2.83B
$29K ﹤0.01%
+568
New +$25.7K
CCL icon
329
Carnival Corporation Ltd
CCL
$39.7B
$28K ﹤0.01%
1,400
– –
MHD icon
330
BlackRock MuniHoldings Fund
MHD
$606M
$28K ﹤0.01%
1,661
– –
XYZ
331
Block Inc
XYZ
$47.5B
$28K ﹤0.01%
175
-20
-10% -$4.33K
FMC icon
332
FMC
FMC
$1.33B
$27K ﹤0.01%
250
-85
-25% -$8.55K
GLDM icon
333
SPDR Gold MiniShares Trust
GLDM
$29.7B
$27K ﹤0.01%
733
– –
RITM icon
334
Rithm Capital
RITM
$5.69B
$27K ﹤0.01%
2,520
+53
+2% +$591
VNQ icon
335
Vanguard Real Estate ETF
VNQ
$39.1B
$27K ﹤0.01%
234
– –
DISH
336
DELISTED
DISH Network Corp.
DISH
$27K ﹤0.01%
837
– –
DHS icon
337
WisdomTree US High Dividend Fund
DHS
$1.58B
$26K ﹤0.01%
+316
New +$25.1K
GF
338
New Germany Fund
GF
$188M
$26K ﹤0.01%
1,782
– –
WPM icon
339
Wheaton Precious Metals
WPM
$60.9B
$26K ﹤0.01%
609
– –
HUT
340
Hut 8
HUT
$10.9B
$25K ﹤0.01%
644
– –
PAAS icon
341
Pan American Silver
PAAS
$21.6B
$25K ﹤0.01%
1,000
– –
SLAB icon
342
Silicon Laboratories
SLAB
$7.23B
$25K ﹤0.01%
120
-36
-23% -$6.63K
AIT icon
343
Applied Industrial Technologies
AIT
$13.3B
$24K ﹤0.01%
236
– –
EEM icon
344
iShares MSCI Emerging Markets ETF
EEM
$30B
$24K ﹤0.01%
496
– –
FSBW icon
345
FS Bancorp
FSBW
$320M
$24K ﹤0.01%
724
– –
VRSN icon
346
VeriSign
VRSN
$26.6B
$24K ﹤0.01%
93
– –
ACB
347
Aurora Cannabis
ACB
$185M
$23K ﹤0.01%
428
-137
-24% -$9.21K
AOS icon
348
A.O. Smith
AOS
$8.7B
$23K ﹤0.01%
266
– –
AXON
349
Axon Enterprise
AXON
$46.4B
$23K ﹤0.01%
146
– –
CB icon
350
Chubb
CB
$135B
$23K ﹤0.01%
120
– –
12 13
14
15 16

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AAS
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MCM
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KF
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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.