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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WELL icon
326
Welltower
WELL
$170B
$28K ﹤0.01%
338
+1
+0.3% +$86
CLX icon
327
Clorox
CLX
$13B
$27K ﹤0.01%
165
– –
HUT
328
Hut 8
HUT
$10.7B
$27K ﹤0.01%
644
+514
+395% +$17.1K
MDLZ icon
329
Mondelez International
MDLZ
$78.6B
$27K ﹤0.01%
469
– –
MHD icon
330
BlackRock MuniHoldings Fund
MHD
$604M
$27K ﹤0.01%
1,661
– –
RITM icon
331
Rithm Capital
RITM
$5.61B
$27K ﹤0.01%
2,467
+49
+2% +$503
SIVR icon
332
abrdn Physical Silver Shares ETF
SIVR
$4.52B
$27K ﹤0.01%
1,285
– –
AMD icon
333
Advanced Micro Devices
AMD
$780B
$26K ﹤0.01%
250
+70
+39% +$7.16K
AXON
334
Axon Enterprise
AXON
$48.5B
$26K ﹤0.01%
146
– –
GLDM icon
335
SPDR Gold MiniShares Trust
GLDM
$29.8B
$26K ﹤0.01%
733
– –
GMED icon
336
Globus Medical
GMED
$11.4B
$26K ﹤0.01%
345
– –
AGG icon
337
iShares Core US Aggregate Bond ETF
AGG
$138B
$25K ﹤0.01%
218
– –
EEM icon
338
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$25K ﹤0.01%
496
– –
FSBW icon
339
FS Bancorp
FSBW
$318M
$25K ﹤0.01%
724
– –
IAU icon
340
iShares Gold Trust
IAU
$64.7B
$25K ﹤0.01%
758
-993
-57% -$33.8K
NET icon
341
Cloudflare
NET
$108B
$25K ﹤0.01%
225
+195
+650% +$23.3K
CVIIU
342
DELISTED
Churchill Capital Corp VII Units
CVIIU
$25K ﹤0.01%
2,500
-2,500
-50% -$24.8K
JJE
343
DELISTED
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
$25K ﹤0.01%
547
-186,161
-100% -$7.39M
CCI icon
344
Crown Castle
CCI
$31.4B
$24K ﹤0.01%
139
+1
+0.7% +$193
SE icon
345
Sea Limited
SE
$70.3B
$24K ﹤0.01%
75
– –
VNQ icon
346
Vanguard Real Estate ETF
VNQ
$38.5B
$24K ﹤0.01%
234
– –
GRMN
347
Garmin
GRMN
$60.2B
$23K ﹤0.01%
150
– –
NKX icon
348
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$661M
$23K ﹤0.01%
1,375
– –
PAAS icon
349
Pan American Silver
PAAS
$21.8B
$23K ﹤0.01%
1,000
-1,000
-50% -$26.1K
WPM icon
350
Wheaton Precious Metals
WPM
$60.3B
$23K ﹤0.01%
609
– –
12 13
14
15 16

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AAS
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FGAM
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MCM
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KF
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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.