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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WELL icon
326
Welltower
WELL
$170B
$24K ﹤0.01%
335
+2
+0.6% +$134
ACN icon
327
Accenture
ACN
$108B
$23K ﹤0.01%
82
– –
GILD icon
328
Gilead Sciences
GILD
$166B
$23K ﹤0.01%
350
– –
WBA
329
DELISTED
Walgreens Boots Alliance
WBA
$23K ﹤0.01%
414
– –
AIT icon
330
Applied Industrial Technologies
AIT
$13.3B
$22K ﹤0.01%
236
– –
BX icon
331
Blackstone
BX
$111B
$22K ﹤0.01%
300
– –
COLB icon
332
Columbia Banking Systems
COLB
$8.83B
$22K ﹤0.01%
500
– –
EA
333
DELISTED
Electronic Arts
EA
$22K ﹤0.01%
159
– –
ROKU icon
334
Roku
ROKU
$22.7B
$22K ﹤0.01%
67
+27
+68% +$10.6K
SLAB icon
335
Silicon Laboratories
SLAB
$7.21B
$22K ﹤0.01%
156
– –
UL icon
336
Unilever
UL
$135B
$22K ﹤0.01%
356
+223
+168% +$14.2K
AFB
337
AllianceBernstein National Municipal Income Fund
AFB
$316M
$21K ﹤0.01%
1,500
– –
AVGO icon
338
Broadcom
AVGO
$2.03T
$21K ﹤0.01%
460
– –
AXON
339
Axon Enterprise
AXON
$48B
$21K ﹤0.01%
146
– –
GMED icon
340
Globus Medical
GMED
$11.4B
$21K ﹤0.01%
345
– –
NKX icon
341
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$661M
$21K ﹤0.01%
1,375
– –
SO icon
342
Southern Company
SO
$105B
$21K ﹤0.01%
338
– –
SYK icon
343
Stryker
SYK
$131B
$21K ﹤0.01%
85
– –
VYM icon
344
Vanguard High Dividend Yield ETF
VYM
$83.8B
$21K ﹤0.01%
212
+100
+89% +$9.65K
CRESY
345
Cresud
CRESY
$762M
$20K ﹤0.01%
+4,005
New +$19.6K
CRWD icon
346
CrowdStrike
CRWD
$229B
$20K ﹤0.01%
440
-640
-59% -$33.9K
FHLC icon
347
Fidelity MSCI Health Care Index ETF
FHLC
$3.41B
$20K ﹤0.01%
335
+1
+0.3% +$59
GRMN
348
Garmin
GRMN
$60B
$20K ﹤0.01%
+150
New +$18.7K
LEN icon
349
Lennar Class A
LEN
$20.6B
$20K ﹤0.01%
207
– –
VNT icon
350
Vontier
VNT
$4.72B
$20K ﹤0.01%
664
– –
12 13
14
15 16

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AAS
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MCM
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PSC
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Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.