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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KKR icon
326
KKR & Co
KKR
$93.2B
$20K ﹤0.01%
500
– –
MVIS icon
327
Microvision
MVIS
$86.9M
$20K ﹤0.01%
250
-688
-73% -$30.4K
SLAB icon
328
Silicon Laboratories
SLAB
$7.2B
$20K ﹤0.01%
156
– –
VRSN icon
329
VeriSign
VRSN
$26.5B
$20K ﹤0.01%
93
– –
WPM icon
330
Wheaton Precious Metals
WPM
$60.6B
$20K ﹤0.01%
480
– –
PTR
331
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$20K ﹤0.01%
+650
New +$19.9K
BX icon
332
Blackstone
BX
$113B
$19K ﹤0.01%
300
– –
F icon
333
Ford
F
$55.8B
$19K ﹤0.01%
2,127
+27
+1% +$226
FHLC icon
334
Fidelity MSCI Health Care Index ETF
FHLC
$3.42B
$19K ﹤0.01%
334
-99
-23% -$5.46K
SPOT icon
335
Spotify
SPOT
$105B
$19K ﹤0.01%
61
+6
+11% +$1.69K
AIT icon
336
Applied Industrial Technologies
AIT
$13.2B
$18K ﹤0.01%
236
– –
ATO icon
337
Atmos Energy
ATO
$28.4B
$18K ﹤0.01%
185
– –
AXON
338
Axon Enterprise
AXON
$48.4B
$18K ﹤0.01%
146
– –
COLB icon
339
Columbia Banking Systems
COLB
$8.84B
$18K ﹤0.01%
500
– –
DVYE icon
340
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$18K ﹤0.01%
+491
New +$16.5K
IDCC icon
341
InterDigital
IDCC
$8.99B
$18K ﹤0.01%
300
– –
IWP icon
342
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$18K ﹤0.01%
180
– –
VWO icon
343
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$18K ﹤0.01%
359
– –
DOW icon
344
Dow Inc
DOW
$22.1B
$17K ﹤0.01%
298
– –
ENR icon
345
Energizer
ENR
$1.5B
$17K ﹤0.01%
407
– –
ENZL icon
346
iShares MSCI New Zealand ETF
ENZL
$83.2M
$17K ﹤0.01%
250
– –
FNKO icon
347
Funko
FNKO
$346M
$17K ﹤0.01%
1,665
-100
-6% -$825
INCY icon
348
Incyte
INCY
$24.6B
$17K ﹤0.01%
200
– –
WBA
349
DELISTED
Walgreens Boots Alliance
WBA
$17K ﹤0.01%
414
-46
-10% -$1.78K
RDS.A
350
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$17K ﹤0.01%
498
-517
-51% -$16.1K
12 13
14
15 16

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Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.