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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBA
326
DELISTED
Walgreens Boots Alliance
WBA
$17K ﹤0.01%
460
+46
+11% +$1.8K
BX icon
327
Blackstone
BX
$113B
$16K ﹤0.01%
300
– –
ENR icon
328
Energizer
ENR
$1.5B
$16K ﹤0.01%
407
– –
GGN
329
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$837M
$16K ﹤0.01%
4,738
+1,000
+27% +$3.58K
IWP icon
330
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$16K ﹤0.01%
180
– –
LEN icon
331
Lennar Class A
LEN
$20.6B
$16K ﹤0.01%
207
– –
VWO icon
332
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$16K ﹤0.01%
359
– –
WEC icon
333
WEC Energy
WEC
$34.6B
$16K ﹤0.01%
170
– –
AKAM icon
334
Akamai
AKAM
$16.9B
$15K ﹤0.01%
135
– –
CRON
335
Cronos Group
CRON
$1.11B
$15K ﹤0.01%
3,077
+2,900
+1,638% +$17K
FSBW icon
336
FS Bancorp
FSBW
$316M
$15K ﹤0.01%
724
– –
SLAB icon
337
Silicon Laboratories
SLAB
$7.2B
$15K ﹤0.01%
156
– –
AMD icon
338
Advanced Micro Devices
AMD
$767B
$14K ﹤0.01%
175
-196
-53% -$14.6K
AOS icon
339
A.O. Smith
AOS
$8.48B
$14K ﹤0.01%
266
– –
AVGO icon
340
Broadcom
AVGO
$2.01T
$14K ﹤0.01%
380
-90
-19% -$3.01K
BIP icon
341
Brookfield Infrastructure Partners
BIP
$17.5B
$14K ﹤0.01%
450
– –
BTI icon
342
British American Tobacco
BTI
$123B
$14K ﹤0.01%
378
– –
DOW icon
343
Dow Inc
DOW
$22.1B
$14K ﹤0.01%
298
– –
ENZL icon
344
iShares MSCI New Zealand ETF
ENZL
$83.2M
$14K ﹤0.01%
250
– –
F icon
345
Ford
F
$55.8B
$14K ﹤0.01%
2,100
– –
FNV icon
346
Franco-Nevada
FNV
$46.5B
$14K ﹤0.01%
98
– –
FSLY icon
347
Fastly Inc
FSLY
$4.42B
$14K ﹤0.01%
150
-65
-30% -$5.64K
GDX icon
348
VanEck Gold Miners ETF
GDX
$27.6B
$14K ﹤0.01%
350
– –
SA
349
Seabridge Gold
SA
$3.36B
$14K ﹤0.01%
772
– –
SLB icon
350
SLB Ltd
SLB
$78.9B
$14K ﹤0.01%
875
– –
12 13
14
15 16

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.