We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPT
326
Franklin Premier Income Trust
PPT
$328M
$17K 0.01%
3,150
– –
PWR icon
327
Quanta Services
PWR
$101B
$17K 0.01%
+415
New +$16.9K
AFL icon
328
Aflac
AFL
$62.6B
$16K 0.01%
310
– –
BTI icon
329
British American Tobacco
BTI
$128B
$16K 0.01%
378
– –
CAH icon
330
Cardinal Health
CAH
$55.4B
$16K 0.01%
322
+1
+0.3% +$52
CDW icon
331
CDW
CDW
$17B
$16K 0.01%
110
+95
+633% +$12.6K
FCX icon
332
Freeport-McMoran
FCX
$97.5B
$16K 0.01%
1,232
+2
+0.2% +$22
GGN
333
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$16K 0.01%
3,682
+1,382
+60% +$5.89K
IDCC icon
334
InterDigital
IDCC
$8.89B
$16K 0.01%
300
– –
J icon
335
Jacobs Solutions
J
$17B
$16K 0.01%
212
+2
+1% +$151
VWO icon
336
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$16K 0.01%
359
– –
WEC icon
337
WEC Energy
WEC
$35.1B
$16K 0.01%
170
– –
XIFR
338
XPLR Infrastructure LP
XIFR
$1.08B
$16K 0.01%
300
– –
RTL
339
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$16K 0.01%
1,200
– –
AXON
340
Axon Enterprise
AXON
$46.4B
$15K ﹤0.01%
+209
New +$13.2K
BHP icon
341
BHP
BHP
$230B
$15K ﹤0.01%
309
– –
BIP icon
342
Brookfield Infrastructure Partners
BIP
$18B
$15K ﹤0.01%
504
+277
+122% +$8.3K
IJH icon
343
iShares Core S&P Mid-Cap ETF
IJH
$127B
$15K ﹤0.01%
355
– –
KKR icon
344
KKR & Co
KKR
$92.3B
$15K ﹤0.01%
+500
New +$14.2K
LRCX icon
345
Lam Research
LRCX
$390B
$15K ﹤0.01%
+500
New +$13.3K
MMS icon
346
Maximus
MMS
$3.1B
$15K ﹤0.01%
196
– –
NWN icon
347
Northwest Natural Holdings
NWN
$2.12B
$15K ﹤0.01%
200
– –
ORLY icon
348
O'Reilly Automotive
ORLY
$76.3B
$15K ﹤0.01%
525
– –
SLYV icon
349
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
$15K ﹤0.01%
226
– –
UHS icon
350
Universal Health Services
UHS
$10.5B
$15K ﹤0.01%
106
– –
12 13
14
15 16

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.