We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOS icon
326
A.O. Smith
AOS
$8.7B
$13K 0.01%
266
– –
ENZL icon
327
iShares MSCI New Zealand ETF
ENZL
$82.9M
$13K 0.01%
250
– –
EPC icon
328
Edgewell Personal Care
EPC
$1.31B
$13K 0.01%
407
– –
EXPE icon
329
Expedia Group
EXPE
$37.3B
$13K 0.01%
94
– –
FTS icon
330
Fortis
FTS
$28.7B
$13K 0.01%
300
– –
GILD icon
331
Gilead Sciences
GILD
$165B
$13K 0.01%
206
+56
+37% +$3.66K
B
332
Barrick Mining
B
$73.2B
$13K 0.01%
722
+145
+25% +$2.56K
HSY icon
333
Hershey
HSY
$36.6B
$13K 0.01%
81
– –
IWP icon
334
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$13K 0.01%
180
– –
LITE icon
335
Lumentum
LITE
$69.3B
$13K 0.01%
243
– –
NFLX icon
336
Netflix
NFLX
$309B
$13K 0.01%
490
+70
+17% +$2.19K
NOK icon
337
Nokia
NOK
$52.3B
$13K 0.01%
2,598
+168
+7% +$867
NPO icon
338
Enpro
NPO
$7.05B
$13K 0.01%
188
– –
RNG icon
339
RingCentral
RNG
$5.28B
$13K 0.01%
100
– –
SIRI icon
340
SiriusXM
SIRI
$10.1B
$13K 0.01%
200
– –
TTWO icon
341
Take-Two Interactive
TTWO
$46.1B
$13K 0.01%
100
– –
CDK
342
DELISTED
CDK Global, Inc.
CDK
$13K 0.01%
266
– –
NBL
343
DELISTED
Noble Energy, Inc.
NBL
$13K 0.01%
600
– –
ORBC
344
DELISTED
ORBCOMM, Inc.
ORBC
$13K 0.01%
2,716
– –
AKAM icon
345
Akamai
AKAM
$15.9B
$12K ﹤0.01%
135
– –
BKNG icon
346
Booking.com
BKNG
$161B
$12K ﹤0.01%
150
– –
CME icon
347
CME Group
CME
$94.8B
$12K ﹤0.01%
57
– –
DRI icon
348
Darden Restaurants
DRI
$24.4B
$12K ﹤0.01%
100
– –
FCX icon
349
Freeport-McMoran
FCX
$97.5B
$12K ﹤0.01%
1,230
+1
+0.1% +$10
FVD icon
350
First Trust Value Line Dividend Fund
FVD
$8.41B
$12K ﹤0.01%
+340
New +$11.6K
12 13
14
15 16

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.