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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+11.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$273M
AUM Growth
+$69.5M
Cap. Flow
+$42.8M
Cap. Flow %
15.68%
Top 10 Hldgs %
61.32%
Holding
683
New
34
Increased
82
Reduced
106
Closed
63

Top Buys

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.4M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$13.8M
3
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$12.7M
4
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$12.7M
5
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$12.2M

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$16.9M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$12.7M
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$11.7M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11M
5
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Industrials 4.91%
3 Consumer Discretionary 3.65%
4 Healthcare 1.96%
5 Financials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIAV icon
326
Viavi Solutions
VIAV
$9.66B
$15K 0.01%
1,201
– –
VWO icon
327
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$15K 0.01%
359
-200
-36% -$8.24K
NBL
328
DELISTED
Noble Energy, Inc.
NBL
$15K 0.01%
600
– –
APU
329
DELISTED
AmeriGas Partners, L.P.
APU
$15K 0.01%
500
+100
+25% +$2.92K
AOS icon
330
A.O. Smith
AOS
$8.7B
$14K 0.01%
266
– –
BHP icon
331
BHP
BHP
$230B
$14K 0.01%
282
+1
+0.4% +$46
IP icon
332
International Paper
IP
$22B
$14K 0.01%
320
– –
ISRG icon
333
Intuitive Surgical
ISRG
$134B
$14K 0.01%
75
– –
LITE icon
334
Lumentum
LITE
$69.3B
$14K 0.01%
243
– –
MCO icon
335
Moody's
MCO
$82.7B
$14K 0.01%
75
– –
MMS icon
336
Maximus
MMS
$3.1B
$14K 0.01%
196
– –
MVIS icon
337
Microvision
MVIS
$79M
$14K 0.01%
938
– –
NFLX icon
338
Netflix
NFLX
$309B
$14K 0.01%
390
– –
NOK icon
339
Nokia
NOK
$52.3B
$14K 0.01%
2,430
– –
SCHW
340
Charles Schwab
SCHW
$187B
$14K 0.01%
338
– –
UHS icon
341
Universal Health Services
UHS
$10.5B
$14K 0.01%
106
– –
XIFR
342
XPLR Infrastructure LP
XIFR
$1.08B
$14K 0.01%
300
– –
ENZL icon
343
iShares MSCI New Zealand ETF
ENZL
$82.9M
$13K ﹤0.01%
250
– –
J icon
344
Jacobs Solutions
J
$17B
$13K ﹤0.01%
210
+1
+0.5% +$56
NWN icon
345
Northwest Natural Holdings
NWN
$2.12B
$13K ﹤0.01%
200
– –
SLAB icon
346
Silicon Laboratories
SLAB
$7.23B
$13K ﹤0.01%
156
– –
WAB icon
347
Wabtec
WAB
$49.3B
$13K ﹤0.01%
+178
New +$12.8K
RTL
348
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$13K ﹤0.01%
1,200
+300
+33% +$3.56K
THOR
349
DELISTED
Synthorx, Inc. Common Stock
THOR
$13K ﹤0.01%
640
– –
CRAY
350
DELISTED
Cray, Inc.
CRAY
$13K ﹤0.01%
512
– –
12 13
14
15 16

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Tradewinds Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Tradewinds Capital Management held 683 positions worth $273M, up 34% from $203M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Tradewinds Capital Management deployed $42.8M of net new capital in Q1 2019, opening 34 new positions and adding to 82 existing holdings. Its largest new stake was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 21% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $16.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2019 buy was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q1 2019, an estimated $12.7M increase.
  • Tradewinds Capital Management's biggest Q1 2019 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $16.9M.
  • Tradewinds Capital Management fully exited Invesco S&P 500 Equal Weight Energy ETF in Q1 2019, selling an estimated $10.1M.
  • Tradewinds Capital Management's ten largest holdings make up 61% of its $273M portfolio in Q1 2019.
  • Tradewinds Capital Management opened 34 new positions and closed 63 in Q1 2019.
  • Tradewinds Capital Management's portfolio value rose 34% quarter-over-quarter to $273M.

Based on Tradewinds Capital Management's 13F filing for Q1 2019, filed 23 Apr 2019.