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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
Cap. Flow
-$22.3M
Cap. Flow %
-10.95%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$12.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$12.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.3M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$5.02M
5
BANR icon
Banner Corp
BANR
+$1.17M

Top Sells

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$20.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.6M
3
MLPA icon
Global X MLP ETF
MLPA
+$11.1M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.94M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.49%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.69%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DELL icon
326
Dell
DELL
$293B
$14K 0.01%
576
-3,247
-85% -$88.9K
IVV icon
327
iShares Core S&P 500 ETF
IVV
$902B
$14K 0.01%
57
– –
NOK icon
328
Nokia
NOK
$52.3B
$14K 0.01%
2,430
– –
SCHW
329
Charles Schwab
SCHW
$187B
$14K 0.01%
338
+1
+0.3% +$45
XLE icon
330
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$14K 0.01%
474
-1,062
-69% -$35.5K
GER
331
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$14K 0.01%
353
+4
+1% +$200
EA
332
DELISTED
Electronic Arts
EA
$13K 0.01%
160
– –
EFV icon
333
iShares MSCI EAFE Value ETF
EFV
$29.4B
$13K 0.01%
291
+162
+126% +$7.8K
FCX icon
334
Freeport-McMoran
FCX
$97.5B
$13K 0.01%
1,227
– –
IEFA icon
335
iShares Core MSCI EAFE ETF
IEFA
$196B
$13K 0.01%
+239
New +$14K
INCY icon
336
Incyte
INCY
$24.4B
$13K 0.01%
200
– –
MMS icon
337
Maximus
MMS
$3.1B
$13K 0.01%
196
– –
SAGE
338
DELISTED
Sage Therapeutics
SAGE
$13K 0.01%
137
– –
WPM icon
339
Wheaton Precious Metals
WPM
$60.9B
$13K 0.01%
680
– –
XIFR
340
XPLR Infrastructure LP
XIFR
$1.08B
$13K 0.01%
300
– –
CDK
341
DELISTED
CDK Global, Inc.
CDK
$13K 0.01%
266
– –
BHP icon
342
BHP
BHP
$230B
$12K 0.01%
281
– –
ENZL icon
343
iShares MSCI New Zealand ETF
ENZL
$82.9M
$12K 0.01%
250
– –
EQIX icon
344
Equinix
EQIX
$103B
$12K 0.01%
35
– –
FSK icon
345
FS KKR Capital
FSK
$3.44B
$12K 0.01%
+589
New +$14.7K
GLTR icon
346
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.67B
$12K 0.01%
+197
New +$11.8K
GTX icon
347
Garrett Motion
GTX
$5.57B
$12K 0.01%
+1,000
New +$13.6K
IJH icon
348
iShares Core S&P Mid-Cap ETF
IJH
$127B
$12K 0.01%
355
– –
IP icon
349
International Paper
IP
$22B
$12K 0.01%
320
– –
ISRG icon
350
Intuitive Surgical
ISRG
$134B
$12K 0.01%
75
+21
+39% +$3.56K
12 13
14
15 16

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MCM
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Tradewinds Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.

  • Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
  • Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
  • Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
  • Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
  • Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
  • Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.