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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$261M
AUM Growth
+$22.2M
Cap. Flow
+$8.13M
Cap. Flow %
3.12%
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61

Top Buys

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$19.5M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$13.4M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$13.2M
4
MLPA icon
Global X MLP ETF
MLPA
+$12.4M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.07M

Top Sells

Rank Stock Value
1
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.6M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$12.7M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.97M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.41M

Sector Composition

Rank Sector Weight
1 Technology 19.68%
2 Industrials 5.45%
3 Consumer Discretionary 4.16%
4 Healthcare 2.77%
5 Financials 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAGE
326
DELISTED
Sage Therapeutics
SAGE
$19K 0.01%
137
– –
XLV icon
327
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$19K 0.01%
200
– –
NBL
328
DELISTED
Noble Energy, Inc.
NBL
$19K 0.01%
600
– –
KMI icon
329
Kinder Morgan
KMI
$68.7B
$18K 0.01%
1,016
+178
+21% +$3.18K
MAS icon
330
Masco
MAS
$15.3B
$18K 0.01%
500
– –
MET icon
331
MetLife
MET
$62.1B
$18K 0.01%
384
+48
+14% +$2.19K
NKX icon
332
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$18K 0.01%
1,375
– –
RSPD icon
333
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$337M
$18K 0.01%
510
-385,284
-100% -$13.6M
SCHB icon
334
Schwab US Broad Market ETF
SCHB
$44.9B
$18K 0.01%
1,500
– –
ASIX icon
335
AdvanSix
ASIX
$444M
$17K 0.01%
501
– –
ATO icon
336
Atmos Energy
ATO
$28.8B
$17K 0.01%
185
– –
BAK icon
337
Braskem
BAK
$913M
$17K 0.01%
600
– –
BDX icon
338
Becton Dickinson
BDX
$48.2B
$17K 0.01%
66
– –
FCX icon
339
Freeport-McMoran
FCX
$97.5B
$17K 0.01%
1,227
+1
+0.1% +$15
IVV icon
340
iShares Core S&P 500 ETF
IVV
$902B
$17K 0.01%
57
– –
JCI icon
341
Johnson Controls International
JCI
$92.2B
$17K 0.01%
488
+70
+17% +$2.58K
MVIS icon
342
Microvision
MVIS
$78.9M
$17K 0.01%
938
– –
PPT
343
Franklin Premier Income Trust
PPT
$328M
$17K 0.01%
3,150
– –
SCHW
344
Charles Schwab
SCHW
$187B
$17K 0.01%
337
– –
CDK
345
DELISTED
CDK Global, Inc.
CDK
$17K 0.01%
266
– –
AET
346
DELISTED
Aetna Inc
AET
$17K 0.01%
82
– –
BKR icon
347
Baker Hughes
BKR
$61.1B
$16K 0.01%
463
+1
+0.2% +$33
DXC icon
348
DXC Technology
DXC
$1.73B
$16K 0.01%
171
-4
-2% -$354
INFY icon
349
Infosys
INFY
$50.7B
$16K 0.01%
1,600
– –
APU
350
DELISTED
AmeriGas Partners, L.P.
APU
$16K 0.01%
400
– –
12 13
14
15 16

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Tradewinds Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Tradewinds Capital Management held 726 positions worth $261M, up 9.3% from $239M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Tradewinds Capital Management deployed $8.13M of net new capital in Q3 2018, opening 40 new positions and adding to 100 existing holdings. Its largest new stake was Global X MLP ETF: 212,625 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $13.6M trimmed.

  • Tradewinds Capital Management's largest Q3 2018 buy was Global X MLP ETF: 212,625 shares worth $12.2M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q3 2018, an estimated $19.5M increase.
  • Tradewinds Capital Management's biggest Q3 2018 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $13.6M.
  • Tradewinds Capital Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $368K.
  • Tradewinds Capital Management's ten largest holdings make up 63% of its $261M portfolio in Q3 2018.
  • Tradewinds Capital Management opened 40 new positions and closed 61 in Q3 2018.
  • Tradewinds Capital Management's portfolio value rose 9.3% quarter-over-quarter to $261M.

Based on Tradewinds Capital Management's 13F filing for Q3 2018, filed 31 Oct 2018.