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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDK
326
DELISTED
CDK Global, Inc.
CDK
$19K 0.01%
266
-100
-27% -$6.71K
WGL
327
DELISTED
Wgl Holdings
WGL
$19K 0.01%
+187
New +$16K
IXYS
328
DELISTED
IXYS Corp
IXYS
$19K 0.01%
808
– –
BR icon
329
Broadridge
BR
$19B
$18K 0.01%
200
– –
IP icon
330
International Paper
IP
$22.5B
$18K 0.01%
320
– –
NLY icon
331
Annaly Capital Management
NLY
$17B
$18K 0.01%
378
+3
+0.8% +$142
NPO icon
332
Enpro
NPO
$6.98B
$18K 0.01%
188
– –
PSLV icon
333
Sprott Physical Silver Trust
PSLV
$12.8B
$18K 0.01%
2,786
– –
SCHE icon
334
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$18K 0.01%
641
-237
-27% -$6.54K
APU
335
DELISTED
AmeriGas Partners, L.P.
APU
$18K 0.01%
400
– –
DOC
336
DELISTED
PHYSICIANS REALTY TRUST
DOC
$18K 0.01%
+1,000
New +$17.9K
BKR icon
337
Baker Hughes
BKR
$61.2B
$17K 0.01%
523
-98
-16% -$3.14K
EA icon
338
Electronic Arts
EA
$52.9B
$17K 0.01%
160
– –
B
339
Barrick Mining
B
$68.8B
$17K 0.01%
1,177
– –
GS icon
340
Goldman Sachs
GS
$315B
$17K 0.01%
66
– –
HBI
341
DELISTED
Hanesbrands
HBI
$17K 0.01%
832
– –
IJH icon
342
iShares Core S&P Mid-Cap ETF
IJH
$126B
$17K 0.01%
455
– –
MET icon
343
MetLife
MET
$62.2B
$17K 0.01%
336
– –
PPT
344
Franklin Premier Income Trust
PPT
$327M
$17K 0.01%
3,150
– –
RTX icon
345
RTX Corp
RTX
$300B
$17K 0.01%
207
– –
WSO icon
346
Watsco Inc
WSO
$13.7B
$17K 0.01%
99
– –
XLV icon
347
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$17K 0.01%
+200
New +$16.5K
ABMD
348
DELISTED
Abiomed Inc
ABMD
$17K 0.01%
90
– –
NBL
349
DELISTED
Noble Energy, Inc.
NBL
$17K 0.01%
+600
New +$16.4K
UN
350
DELISTED
Unilever NV New York Registry Shares
UN
$17K 0.01%
309
– –
12 13
14
15 16

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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.