We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPT
326
Franklin Premier Income Trust
PPT
$327M
$17K 0.01%
3,150
– –
PSLV icon
327
Sprott Physical Silver Trust
PSLV
$12.8B
$17K 0.01%
2,786
– –
RY icon
328
Royal Bank of Canada
RY
$294B
$17K 0.01%
215
– –
AGCO icon
329
AGCO
AGCO
$7.32B
$16K 0.01%
220
– –
AOS icon
330
A.O. Smith
AOS
$8.61B
$16K 0.01%
266
– –
ATO icon
331
Atmos Energy
ATO
$28.6B
$16K 0.01%
185
– –
BR icon
332
Broadridge
BR
$19B
$16K 0.01%
200
– –
GS icon
333
Goldman Sachs
GS
$317B
$16K 0.01%
66
– –
IJH icon
334
iShares Core S&P Mid-Cap ETF
IJH
$126B
$16K 0.01%
455
– –
KMB icon
335
Kimberly-Clark
KMB
$37.1B
$16K 0.01%
135
– –
KMI icon
336
Kinder Morgan
KMI
$69.4B
$16K 0.01%
831
-498
-37% -$9.7K
LGND icon
337
Ligand Pharmaceuticals
LGND
$6.04B
$16K 0.01%
191
– –
OMCL icon
338
Omnicell
OMCL
$1.69B
$16K 0.01%
307
– –
VWO icon
339
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$16K 0.01%
359
– –
WSO icon
340
Watsco Inc
WSO
$13.8B
$16K 0.01%
99
– –
ZG icon
341
Zillow
ZG
$8.41B
$16K 0.01%
+400
New +$16.9K
VXX
342
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$16K 0.01%
405
-1
-0.2% -$46
JEF icon
343
Jefferies Financial Group
JEF
$13.1B
$15K 0.01%
673
– –
NOK icon
344
Nokia
NOK
$54.2B
$15K 0.01%
2,546
– –
NPO icon
345
Enpro
NPO
$7.04B
$15K 0.01%
188
– –
PCG icon
346
PG&E
PCG
$38B
$15K 0.01%
227
+1
+0.4% +$69
RTX icon
347
RTX Corp
RTX
$298B
$15K 0.01%
207
+2
+1% +$148
SCHW
348
Charles Schwab
SCHW
$188B
$15K 0.01%
336
– –
ABMD
349
DELISTED
Abiomed Inc
ABMD
$15K 0.01%
90
– –
AXU
350
DELISTED
Alexco Resource Corp
AXU
$15K 0.01%
10,000
– –
12 13
14
15 16

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.